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Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes 3 No 1
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-
T during the preceding 12 months (or for such shorter period
that the registrant was required to submit and post such files). Yes 3 No 1
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be
contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this
Form 10-K or any amendment to this Form 10-K. 1
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange
Act.
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes 1 No 3
The aggregate market value of voting and non-voting common equity held by non-affiliates of the registrant as of December 31, 2014, the
last business day of the registrant’s most recently completed second fiscal quarter, was approximately $138 million (based
on a closing sale price
of $6.67 per share as reported for the NASDAQ Global Market on December 31, 2014). For purposes of this calculation, shares of common
stock held by officers and directors and shares of common stock held by persons who hold more than 10% of the outstanding common stock of
the registrant have been excluded from this calculation because such persons may be deemed to be affiliates. This determination of executive
officer or affiliate status is not necessarily a conclusive determination for other purposes.
The number of shares of the registrant’s Common Stock, $.001 par value per share, outstanding as of June 30, 2015 was 40,536,912.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the registrant’s definitive Proxy Statement relating to its 2015 Annual Meeting of Stockholders are incorporated by reference
into Part III of this Form 10-K where indicated.
Large accelerated filer
1
Accelerated filer
Non-accelerated filer
1 (Do not check if a smaller reporting company)
Smaller reporting company