LeapFrog 2006 Annual Report Download - page 162

SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the 1934 Act requires our directors and executive officers, and persons who own more than ten
percent of a registered class of our equity securities, to file with the SEC initial reports of ownership and reports of
changes in ownership of common stock and other equity securities of LeapFrog. Officers, directors and greater than ten
percent stockholders are required by SEC regulation to furnish us with copies of all Section 16(a) forms they file.
To our knowledge, based solely on a review of the copies of such reports furnished to us and written
representations that no other reports were required, during the fiscal year ended December 31, 2006, all
Section 16(a) filing requirements applicable to our officers, directors and greater than ten percent beneficial
owners were complied with except that one report covering three transactions were filed late by Mark Flowers,
our former Executive Vice President and Chief Technology Officer.
HOUSEHOLDING OF PROXY MATERIALS
The SEC has adopted rules that permit companies and intermediaries (e.g., brokers) to satisfy the delivery
requirements for proxy statements and annual reports with respect to two or more stockholders sharing the same
address by delivering a single proxy statement addressed to those stockholders. This process, which is commonly
referred to as “householding,” potentially means extra convenience for stockholders and cost savings for companies.
This year, a number of brokers with account holders who are LeapFrog stockholders will be “householding” our
proxy materials. A single proxy statement may be delivered to multiple stockholders sharing an address unless contrary
instructions have been received from the affected stockholders. Once you have received notice from your broker that
they will be “householding” communications to your address, “householding” will continue until you are notified
otherwise or you submit contrary instructions. If, at any time, you no longer wish to participate in “householding” and
would prefer to receive a separate proxy statement and annual report, you may: (1) notify your broker; (2) direct your
written request to our Vice President of Investor Relations, 6401 Hollis Street, Emeryville, California 94608 or to
[email protected] or (3) contact our Vice President of Investor Relations at [phone]. Stockholders who currently
receive multiple copies of the proxy statement at their address and would like to request “householding” of their
communications should contact their broker. In addition, we will promptly deliver, upon written or oral request to the
address or telephone number above, a separate copy of the annual report and proxy statement to a stockholder at a
shared address to which a single copy of the documents was delivered.
OTHER MATTERS
The board of directors knows of no other matters that will be presented for consideration at the annual
meeting. If any other matters are properly brought before the meeting, it is the intention of the persons named in
the accompanying proxy to vote on such matters in accordance with their best judgment.
By Order of the Board of Directors
Peter M. O. Wong
General Counsel and Corporate Secretary
March 28, 2007
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