Ameriprise 2008 Annual Report Download - page 61

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Equity Compensation Plan Information
(a) (b) (c)
Number of securities
remaining available for
future issuance under
Number of securities to Weighted-average equity compensation
be issued upon exercise of exercise price of plans (excluding
outstanding options, outstanding options, securities reflected in
warrants and rights warrants and rights column a) — shares
Plan Category
Equity compensation plans approved
by security holders 15,764,155 (1) $ 40.79 12,132,808
Equity compensation plans not
approved by security holders 3,700,520 (2) 10,570,221 (3)
Total 19,464,675 $ 40.79 22,703,029
(1) Includes 695,934 share units subject to vesting per the terms of the applicable plan which could result in the issuance of common
stock. As the terms of these share-based awards do not provide for an exercise price, they have been excluded from the weighted
average exercise price in column B.
(2) Includes 3,700,520 share units subject to vesting per the terms of the applicable plan which could result in the issuance of common
stock. As the terms of these share-based awards do not provide for an exercise price, they have been excluded from the weighted
average exercise price in column B.
(3) Includes 6 million shares of common stock issuable under the terms of the Ameriprise Financial 2008 Employment Incentive Equity
Award Plan. As of December 31, 2008, there were no awards granted under this plan.
38