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Exhibit Description
10.9 Ameriprise Financial Form of Agreement—Cash Incentive Award (incorporated by reference to Exhibit 10.7 to
the Current Report on Form 8-K, File No. 1-32525, filed on October 4, 2005).
10.10 Ameriprise Financial Long-Term Incentive Award Program Guide (incorporated by reference to Exhibit 10.10 of
the Annual Report on Form 10-K, File No. 1-32525, filed on February 29, 2008).
10.11* Ameriprise Financial Deferred Share Plan for Outside Directors, as amended and restated effective January 1,
2009.
10.12 CEO Security and Compensation Arrangements (incorporated by reference to Item 1.01 of the Current Report
on Form 8-K, File No. 1-32525, filed on October 31, 2005).
10.13* Ameriprise Financial Senior Executive Severance Plan, as amended and restated effective January 1, 2009.
10.14 Restricted Stock Awards in lieu of Key Executive Life Insurance Program (incorporated by reference to
Item 1.01 of the Current Report on Form 8-K, File No. 1-32525, filed on November 18, 2005).
10.15 Ameriprise Financial Annual Incentive Award Plan, adopted effective as of September 30, 2005 (incorporated
by reference to Exhibit 10.28 of the Annual Report on Form 10-K, File No. 1-32525. filed on March 8, 2006).
10.16 Form of Indemnification Agreement for directors, Chief Executive Officer, Chief Financial Officer, General
Counsel and Principal Accounting Officer and any other officers designated by the Chief Executive Officer
(incorporated by reference to Exhibit 10.29 of the Annual Report on Form 10-K, File No. 1-32525, filed on
March 8, 2006).
10.17 Ameriprise Financial 2008 Employment Incentive Equity Award Plan (incorporated by reference to Exhibit 4.1
to the Registration Statement on Form S-8, File No. 333-156075, filed on December 11, 2008).
10.18 Credit Agreement, dated as of September 30, 2005, among Ameriprise Financial, Inc., the lenders listed
therein, Wells Fargo Bank, National Association, Citibank, N.A., Bank of America, N.A., HSBC Bank USA,
National Association, Wachovia Bank, National Association and Citigroup Global Markets, Inc. (incorporated by
reference to Exhibit 10.31 of the Annual Report on Form 10-K, File No. 1-32525, filed on March 8, 2006).
10.19* Capital Support Agreement by and between Ameriprise Financial, Inc. and Ameriprise Certificate Company,
dated as of March 2, 2009.
12* Ratio of Earnings to Fixed Charges.
13* Portions of the Ameriprise Financial, Inc. 2008 Annual Report to Shareholders, which, except for those
sections incorporated herein by reference, are furnished solely for the information of the SEC and are not to be
deemed ‘‘filed.’’
21* Subsidiaries of Ameriprise Financial, Inc.
23* Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.
24 Powers of attorney (included on Signature Page).
31.1* Certification of James M. Cracchiolo pursuant to Rule 13a-14(a) promulgated under the Securities Exchange
Act of 1934, as amended.
31.2* Certification of Walter S. Berman pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act
of 1934, as amended.
32* Certification of James M. Cracchiolo and Walter S. Berman pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
E-2