American Home Shield 2009 Annual Report Download - page 166

Table of Contents
Except as otherwise indicated in these footnotes, each of the beneficial owners listed has, to our knowledge, sole voting and investment power with
respect to the indicated shares of common stock. Unless otherwise indicated, the address for each individual listed below is The ServiceMaster Company, 860
Ridge Lake Boulevard, Memphis, Tennessee 38120.
Name of Beneficial Owner
Number of
Shares Owned
Percent of
Class (%)
Clayton, Dubilier & Rice Fund VII, L.P. and related funds(1) 90,610,000 62.33
Citigroup Private Equity LP managed funds(2) 25,000,000 17.20
BAS Capital Funding Corporation and related funds(3) 17,500,000 12.04
J.P. Morgan Ventures Corporation(4) 10,000,000 6.88
Kenneth A. Giuriceo(5) 0 0
David H. Wasserman(5) 0 0
J. Patrick Spainhour 950,000(6) *
Steven J. Martin 187,500(6) *
Greerson G. McMullen 140,000(6) *
Stephen M. Donly 100,000 *
Reggie L. Crenshaw 40,000(6) *
All current directors and executive officers as a group (18 persons)(6)(7) 2,913,950(6) 1.98%
Less than one percent.
Represents shares held by the following group of investment funds associated with or designated by Clayton, Dubilier & Rice, LLC:
(i) 60,000,000 shares of common stock held by Clayton, Dubilier & Rice Fund VII, L.P., whose general partner is CD&R Associates
VII, Ltd., whose sole stockholder is CD&R Associates VII, L.P., whose general partner is CD&R Investment Associates VII, Ltd.;
(ii) 14,682,792 shares of common stock held by Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., whose general partner is
CD&R Associates VII (Co-Investment), Ltd., whose sole stockholder is CD&R Associates VII, L.P., whose general partner is CD&R
Investment Associates VII, Ltd.; (iii) 10,500,000 shares of common stock held by CDR SVM Co-Investor L.P., whose general partner
is CDR SVM Co-Investor GP Limited, whose sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.; (iv) 5,000,000 shares of
common stock held by CDR SVM Co-Investor No. 2 L.P., whose general partner is CDR SVM Co-Investor No. 2 GP Limited, whose
sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.; and (v) 427,208 shares of common stock held by CD&R Parallel Fund
VII, L.P., whose general partner is CD&R Parallel Fund Associates VII, Ltd. CD&R Investment Associates VII, Ltd. and CD&R
Parallel Fund Associates VII, Ltd. are each managed by a three-person board of directors, and all board action relating to the voting or
disposition of these shares requires approval of a majority of the board. Joseph L. Rice, III, Donald J. Gogel and Kevin J. Conway, as
the directors of CD&R Investment Associates VII, Ltd. and CD&R Parallel Fund Associates VII, Ltd., may be deemed to share
beneficial ownership of the shares shown as beneficially owned by the funds associated with Clayton, Dubilier & Rice, LLC. Such
persons disclaim such beneficial ownership.
Each of CD&R Associates VII, Ltd., CD&R Associates VII, L.P. and CD&R Investment Associates VII, Ltd. expressly disclaims
beneficial ownership of the shares held by Clayton, Dubilier & Rice Fund VII, L.P., as well as of the shares held by each of Clayton,
Dubilier & Rice Fund VII (Co-Investment) VII, L.P., CD&R Parallel Fund VII, L.P., CDR SVM Co-Investor L.P. and CDR SVM Co-
Investor No. 2 L.P. Each of CDR SVM Co-Investor GP Limited and CDR SVM No. 2 GP Limited expressly disclaims beneficial
ownership of the shares held by each of CDR SVM Co-Investor L.P., Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier &
Rice Fund VII (Co-Investment), L.P., CD&R Parallel Fund VII, L.P., and CDR SVM Co-Investor No. 2 L.P. CD&R
*
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