American Home Shield 2008 Annual Report Download - page 158

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Table of Contents
stock. Unless otherwise indicated, the address for each individual listed below is The ServiceMaster Company, 860 Ridge Lake Boulevard, Memphis,
Tennessee 38120.
Name of Beneficial Owner Number of Shares Owned Percent of Class (%)
Clayton, Dubilier & Rice Fund VII, L.P. and related funds(1) 90,610,000 62.39
Citigroup Private Equity LP managed funds(2) 25,000,000 17.21
BAS Capital Funding Corporation and related funds(3) 17,500,000 12.05
J.P. Morgan Ventures Corporation(4) 10,000,000 6.89
Kenneth A. Giuriceo(5) 0 0
David H. Wasserman(5) 0 0
J. Patrick Spainhour 625,000(6) *
Ernest J. Mrozek 0 0
Steven J. Martin 118,750(6) *
Greerson G. McMullen 92,500(6) 0
Thomas G. Brackett 156,250(6)
Michael M. Isakson 121,250(6) *
Dennis R. Sutton 0 0
Lisa V. Goettel 0 0
All current directors and executive officers as a group (18 persons)(6)(7) 1,768,275(6) 1.21%
Less than one percent.
Represents shares held by the following group of investment funds associated with or designated by Clayton, Dubilier & Rice, Inc.: (i) 60,000,000
shares of common stock held by Clayton, Dubilier & Rice Fund VII, L.P., whose general partner is CD&R Associates VII, Ltd., whose sole
stockholder is CD&R Associates VII, L.P., whose general partner is CD&R Investment Associates VII, Ltd.; (ii) 14,682,792 shares of common stock
held by Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., whose general partner is CD&R Associates VII (Co-Investment), Ltd., whose sole
stockholder is CD&R Associates VII, L.P., whose general partner is CD&R Investment Associates VII, Ltd.; (iii) 10,500,000 shares of common stock
held by CDR SVM Co-Investor L.P., whose general partner is CDR SVM Co-Investor GP Limited, whose sole stockholder is Clayton, Dubilier & Rice
Fund VII, L.P.; (iv) 5,000,000 shares of common stock held by CDR SVM Co-Investor No. 2 L.P., whose general partner is CDR SVM Co-Investor
No. 2 GP Limited, whose sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.; and (v) 427,208 shares of common stock held by CD&R
Parallel Fund VII, L.P., whose general partner is CD&R Parallel Fund Associates VII, Ltd. CD&R Investment Associates VII, Ltd. and CD&R Parallel
Fund Associates VII, Ltd. are each managed by a three-person board of directors, and all board action relating to the voting or disposition of these
shares requires approval of a majority of the board. Joseph L. Rice, III, Donald J. Gogel and Kevin J. Conway, as the directors of CD&R Investment
Associates VII, Ltd. and CD&R Parallel Fund Associates VII, Ltd., may be deemed to share beneficial ownership of the shares shown as beneficially
owned by the funds associated with Clayton, Dubilier & Rice, Inc. Such persons disclaim such beneficial ownership.
Each of CD&R Associates VII, Ltd., CD&R Associates VII, L.P. and CD&R Investment Associates VII, Ltd. expressly disclaims beneficial ownership
of the shares held by Clayton, Dubilier & Rice Fund VII, L.P., as well as of the shares held by each of Clayton, Dubilier & Rice Fund VII (Co-Investment)
VII, L.P., CD&R Parallel Fund VII, L.P., CDR SVM Co-Investor L.P. and CDR SVM Co-Investor No. 2 L.P. Each of CDR SVM Co-Investor GP Limited
and CDR SVM No. 2 GP Limited expressly disclaims beneficial ownership of the shares held by each of CDR SVM Co-Investor L.P., Clayton, Dubilier &
Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII
154
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