Alcoa 2011 Annual Report Download - page 168

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4(f). Form of 5.95% Notes Due 2037, incorporated by reference to exhibit 4(d) to the company’s Annual
Report on Form 10-K for the year ended December 31, 2008.
4(g). Form of 6.00% Notes Due 2013, incorporated by reference to exhibit 4(a) to the company’s Current
Report on Form 8-K dated July 15, 2008.
4(h). Form of 6.75% Notes Due 2018, incorporated by reference to exhibit 4(b) to the company’s Current
Report on Form 8-K dated July 15, 2008.
4(i). Form of 5.25% Convertible Notes due 2014, incorporated by reference to exhibit 4.1 to the company’s
Current Report on Form 8-K dated March 24, 2009.
4(j). Form of 6.150% Notes due 2020, incorporated by reference to exhibit 4 to the company’s Current
Report on Form 8-K dated August 3, 2010.
4(k). Form of 5.40% Notes due 2021, incorporated by reference to Exhibit 4 to the company’s Current
Report on Form 8-K, dated April 21, 2011
4(l). Alcoa Retirement Savings Plan for Fastener Systems and Commercial Windows Employees,
incorporated by reference to exhibit 4(c) to the company’s Form S-8 Registration Statement dated
November 23, 2010.
4(m). Alcoa Retirement Savings Plan for Mill Products Employees, incorporated by reference to exhibit 4(d)
to the company’s Form S-8 Registration Statement dated November 23, 2010.
4(n). Alcoa Retirement Savings Plan for Bargaining Employees, incorporated by reference to exhibit 4(a) to
the company’s Post-Effective Amendment No. 6 to Form S-8 Registration Statement dated
November 30, 2010.
4(o). Alcoa Retirement Savings Plan for Salaried Employees, incorporated by reference to exhibit 4(b) to the
company’s Post-Effective Amendment No. 6 to Form S-8 Registration Statement dated November 30,
2010.
4(p). Alcoa Retirement Savings Plan for Hourly Non-Bargaining Employees, incorporated by reference to
exhibit 4(c) to the company’s Post-Effective Amendment No. 6 to Form S-8 Registration Statement
dated November 30, 2010.
10(a). Alcoa’s Summary of the Key Terms of the AWAC Agreements, incorporated by reference to
exhibit 99.2 to the company’s Current Report on Form 8-K (Commission file number 1-3610) dated
November 28, 2001.
10(b). Charter of the Strategic Council executed December 21, 1994, incorporated by reference to
exhibit 99.3 to the company’s Current Report on Form 8-K (Commission file number 1-3610) dated
November 28, 2001.
10(c). Amended and Restated Limited Liability Company Agreement of Alcoa Alumina & Chemicals, L.L.C.
dated as of December 31, 1994, incorporated by reference to exhibit 99.4 to the company’s Current
Report on Form 8-K (Commission file number 1-3610) dated November 28, 2001.
10(d). Shareholders Agreement dated May 10, 1996 between Alcoa International Holdings Company and
WMC Limited, incorporated by reference to exhibit 99.5 to the company’s Current Report on Form 8-
K (Commission file number 1-3610) dated November 28, 2001.
10(e). Side Letter of May 16, 1995 clarifying transfer restrictions, incorporated by reference to exhibit 99.6 to
the company’s Current Report on Form 8-K (Commission file number 1-3610) dated November 28,
2001.
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