Alaska Airlines and Horizon Air 2007 Annual Report Download - page 65

Option Awards Stock Awards
Name
(a)
Option
Grant/
Award
Date
(b)
Number of
Securities
Underlying
Unexercised
Options
Exercisable
(#)
(c)
Number of
Securities
Underlying
Unexercised
Options
Unexercisable
(#)
(d)
Option
Exercise
Price
($)
(e)
Option
Expiration
Date
(f)
Allocable
Financial
Charge
Recognized
for 2006
($)
(g)
Number
of Shares
or Units of
Stock
That Have
Not Vested
(#)
(g)
Market
Value of
Shares
or Units
of Stock
That
Have
Not
Vested
($)(1)
(h)
Equity
Incentive
Plan
Awards:
Number
of
Unearned
Shares,
Units, or
Other
Rights
That
Have Not
Vested
(#)
(i)
Equity
Incentive
Plan
Awards:
Market
or
Payout
Value of
Unearned
Shares,
Units or
Other
Rights
That
Have Not
Vested
($)
(j)
Kevin P. Finan 7/26/00 14,500 0 28.5625 7/26/10 0 0 0 0 0
1/30/01 14,800 0 31.80 1/30/11 0 0 0 0 0
11/12/01 17,700 0 25.20 11/12/11 0 0 0 0 0
2/11/03 8,850 0 18.76 2/11/13 4,377 0 0 0 0
3/1/04 6,600 2,200(2) 26.10 3/1/14 25,550 0 0 0 0
8/30/05 4,400 4,400(4) 32.96 8/30/15 31,629 6,880(4) 172,069 0 0
1/26/06 0 0 N/A N/A 0 1,000(5) 25,010 0 0
9/13/06 2,682 8,048(6) 37.96 9/13/16 50,582 4,920(6) 123,049 0 0
1/31/07 0 8,625(7) 42.85 1/31/17 55,287 2,500(7) 62,525 5,000(8)125,050
Totals: 69,532 23,273 167,425 20,300 382,653 5,000 125,050
Jeffrey D. Pinneo 5/7/98 3,000 0 47.125 5/7/08 0 0 0 0 0
5/25/99 3,900 0 39.6875 5/25/09 0 0 0 0 0
1/25/00 4,700 0 30.50 1/25/10 0 0 0 0 0
1/30/01 6,000 0 31.80 1/30/11 0 0 0 0 0
11/12/01 2,700 0 25.20 11/12/11 0 0 0 0 0
5/31/02 30,000 0 27.85 5/31/12 0 0 0 0 0
2/11/03 12,000 0 18.76 2/11/13 1,651 0 0 0 0
3/1/04 8,100 2,700(2) 26.10 3/1/14 31,055 0 0 0 0
8/30/05 5,400 5,400(4) 32.96 8/30/15 38,810 4,870(4) 121,799 0 0
9/13/06 2,445 7,335(6) 37.96 9/13/16 46,100 4,490(6) 112,295 0 0
1/31/07 0 10,400(7) 42.85 1/31/17 50,013 2,300(7) 57,523 4,600(8) 4,625
Totals: 78,245 25,835 167,629 16,260 291,617 4,600 4,625
(1) The dollar amounts shown in Column (h) and Column (j) are determined by multiplying the number of shares or units
reported in Column (g) and Column (i), respectively, by $25.01 (the closing price of our common stock on the last trading
day of fiscal 2007).
(2) The unvested options under the 3/1/04 grant will become vested as follows: Mr. Ayer — 7,675 on 3/1/08; Mr. Tilden —
3,225 on 3/1/08; Mr. Saretsky — 3,375 on 3/1/08; Mr. Finan — 2,200 on 3/1/08; and Mr. Pinneo — 2,700 on 3/1/08.
(3) The unvested options under the 11/17/04 grant will become fully vested on 11/17/08.
(4) The RSUs awarded on 8/30/05 will become fully vested on 8/30/08. The unvested options under the 8/30/05 grant will
become vested as follows: Mr. Ayer — 11,525 on 8/30/08 and 11,525 on 8/30/09; Mr. Tilden — 3,225 on 8/30/08 and
3,225 on 8/30/09; Mr. Saretsky 3,375 on 8/30/08, and 3,375 on 8/30/09; Mr. Finan —2,200 on 8/30/08 and 2,200
on 8/30/09; and Mr. Pinneo — 2,700 on 8/30/08 and 2,700 on 8/30/09.
(5) The RSUs awarded to Mr. Finan on 1/26/06 will become fully vested on 1/25/09.
(6) The RSUs awarded on 9/13/06 will become fully vested on 9/13/09. The unvested options under the 9/13/06 grant will
become vested as follows: Mr. Ayer — 9,325 on 9,325 on 9/13/08, 9,325 on 9/13/09 and 9,325 on 9/13/10;
Mr. Tilden 2,888 on 9/13/08, 2,887 on 9/13/09 and 2,888 on 9/13/10; Mr. Saretsky — 2,888 on 9/13/08, 2,887 on
9/13/09 and 2,888 on 9/13/10; Mr. Finan — 2,683 on 9/13/08, 2,682 on 9/13/09 and 2,683 on 9/13/10; and
Mr. Pinneo — 2,445 on 9/13/08, 2,445 on 9/13/09 and 2,445 on 9/13/10.
(7) The RSUs awarded on 1/31/07 will become fully vested on 1/31/2010. The unvested options under the 1/31/07 grant
will become vested as follows: Mr. Ayer — 5,950 on 1/31/08, 5,950 on 1/31/09, 5,950 on 1/31/10 and 5,950 on
1/31/11; Mr. Tilden and Mr. Saretsky — 3,075 on 1/31/08, 3,075 on 1/31/09, 3,075 on 1/31/10 and 3,075 on
1/31/11; Mr. Finan — 2,875 on 1/31/08, 2,875 on 1/31/09 and 2,875 on 1/31/10 (2,875 options due to vest on
1/31/11 were forfeited upon Mr. Finan’s retirement); Mr. Pinneo — 2,600 on 1/31/08, 2,600 on 1/31/09, 2,600 on
1/31/10 and 2,600 on 1/31/11.
(8) The awards reported in Column (i) are eligible to vest based on the Company’s performance over a three-year period as
described in the “Compensation Discussion and Analysis” section above.
(9) The options granted to Mr. Saretsky and Mr. Tilden on 6/14/07 will become vested as follows: 1,925 on 6/14/08, 1,925
on 6/14/09, 1,925 on 6/14/10 and 1,925 on 6/14/11.
ŠProxy
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