AIG 2014 Annual Report Download - page 352

335
EXHIBIT INDEX
Exhibit
Number Description Location
2 Plan of acquisition, reorganization, arrangement,
liquidation or succession
(1) Master Transaction Agreement, dated as of
December 8, 2010, among AIG, ALICO Holdings LLC,
AIA Aurora LLC, the Federal Reserve Bank of New
York, the United States Department of the Treasury and
the AIG Credit Facility Trust
Incorporated by reference to Exhibit 2.1 to AIG’s
Current Report on Form 8-K filed with the SEC on
December 8, 2010 (File No. 1-8787).
3 Articles of incorporation and by-laws
3(i) Amended and Restated Certificate of Incorporation of
AIG
Incorporated by reference to Exhibit 3.1 to AIG’s
Current Report on Form 8-K filed with the SEC on May
12, 2014 (File No. 1-8787).
3(ii) AIG By-laws, amended July 9, 2014 Incorporated by reference to Exhibit 3.1 to AIG’s
Current Report on Form 8-K filed with the SEC on July
14, 2014 (File No. 1-8787).
4 Instruments defining the rights of security holders,
including indentures
Certain instruments defining the rights of holders of
long-term debt securities of AIG and its subsidiaries
are omitted pursuant to Item 601(b)(4)(iii) of
Regulation S-K. AIG hereby undertakes to furnish to
the Commission, upon request, copies of any such
instruments.
(1) Credit Agreement, dated as of September 22, 2008,
between AIG and Federal Reserve Bank of New York
Incorporated by reference to Exhibit 99.1 to AIG’s
Current Report on Form 8-K filed with the SEC on
September 26, 2008 (File No. 1-8787).
(2) Warrant Agreement (including Form of Warrant),
dated as of January 6, 2011, between AIG and Wells
Fargo Bank, N.A., as Warrant Agent
Incorporated by reference to Exhibit 10.1 to AIG’s
Current Report on Form 8-K filed with the SEC on
January 7, 2011 (File No. 1-8787).
(3) Tax Asset Protection Plan, dated as of March 9,
2011, between AIG and Wells Fargo Bank, N.A., as
Rights Agent, including as Exhibit A the forms of Rights
Certificate and of Election to Exercise
Incorporated by reference to Exhibit 4.1 to AIG’s
Current Report on Form 8-K filed with the SEC on
March 9, 2011 (File No. 1-8787).
(4) Amendment No. 1, dated as of January 8, 2014, to
Tax Asset Protection Plan, between AIG and Wells
Fargo Bank, National Association, as Rights Agent.
Incorporated by reference to Exhibit 4.1 to AIG’s
Current Report on Form 8-K filed with the SEC on
January 8, 2014 (File No. 1-8787).
(5) Subordinated Debt Indenture, dated as of August
23, 2012, between AIG and The Bank of New York
Mellon, as Trustee
Incorporated by reference to Exhibit 4.1 to AIG’s
Current Report on Form 8-K filed with the SEC on
August 23, 2012 (File No. 1-8787).
9 Voting Trust Agreement None.
10 Material contracts
(1) AIG Amended and Restated 1999 Stock Option
Plan*
Filed as exhibit to AIG’s Definitive Proxy Statement
dated April 4, 2003 (File No. 1-8787) and incorporated
herein by reference.
(2) Form of Stock Option Grant Agreement under the
AIG Amended and Restated 1999 Stock Option Plan*
Incorporated by reference to Exhibit 10(a) to AIG’s
Quarterly Report on Form 10-Q for the quarter ended
September 30, 2004 (File No. 1-8787).
(3) AIG Executive Deferred Compensation Plan* Incorporated by reference to Exhibit 4(a) to AIG’s
Registration Statement on Form S-8 (File No. 333-
101640).
(4) AIG Supplemental Incentive Savings Plan* Incorporated by reference to Exhibit 4(b) to AIG’s
Registration Statement on Form S-8 (File No. 333-
101640).
(5) AIG Director Stock Plan* Filed as an exhibit to AIG’s Definitive Proxy Statement
dated April 5, 2004 (File No. 1-8787) and incorporated
herein by reference.
(6) Amended and Restated American General Incorporated by reference to Exhibit 10.15 to American