eTrade 2008 Annual Report Download - page 165

Exhibit
Number Description
10.15 Stock Purchase Agreement, dated as of November 25, 2003, between Deutsche Bank AG, a German
Corporation and E*TRADE Bank, a federal savings bank under the laws of United States
(Incorporated by reference to Exhibit 99.1 of the Company’s Form 8-K filed on January 7, 2003.)
10.16 Form of Employment dated September 1, 2004, by and between the Company and each of
Mitchell H. Caplan, R. Jarrett Lilien, Arlen W. Gelbard, Louis Klobuchar, Joshua Levine, Robert J.
Simmons and Russell S. Elmer (Incorporated by reference to Exhibit 10.64 of the Company’s
Form 10-Q filed on November 5, 2004.)
10.17 Code of Professional Conduct (Incorporated by reference to Exhibit 99.1 of the Company’s
Form 8-K filed on October 24, 2008).
10.18 Remarketing Agreement dated November 22, 2005 among E*TRADE and Morgan Stanley & Co.
Incorporated and The Bank of New York (Incorporated by reference to Exhibit 10.66 of the
Company’s Form 10-K filed on March 1, 2006.)
10.19 2005 Equity Incentive Plan and Forms of Award Agreements (Incorporated by reference to Exhibit
10.66 to the Company’s Current Report on Form 8-K filed on May 31, 2005.)
10.20 Executive Bonus Plan (Incorporated by reference to Exhibit 10.67 to the Company’s Current Report
on Form 8-K filed on May 31, 2005.)
10.21 Credit Agreement dated September 19, 2005 between the Company and JP Morgan Chase Bank,
N.A. as Administrative Agent (Incorporated by reference to Exhibit 10.1 to the Form 10-Q filed on
November 1, 2005.)
10.22 Amendment No. 1 dated July 24, 2007, to the Credit Agreement dated September 19, 2007 between
the Company and JPMorgan Chase Bank N.A., as Administrative Agent (Incorporated by reference
to Exhibit 10.1 to the Form 10-Q filed November 9, 2007.)
10.23 Master Investment and Securities Purchase Agreement, dated November 29, 2007 by and between
E*TRADE Financial Corporation and Wingate Capital Ltd. (Incorporated by reference to Exhibit
10.1 of the Company’s Current Report on Form 8-K filed on December 4, 2007.)
10.24 First Amendment to Master Investment and Securities Purchase Agreement, dated as of December
12, 2007, by and between Wingate Capital Ltd. and E*TRADE Financial Corporation (Incorporated
by reference to Exhibit 99.5 of the Schedule 13D filed by Citadel Limited Partnership et al with
respect to E*TRADE Financial Corporation on December 7, 2007.)
10.25 Second Amendment to Master Investment and Securities Purchase Agreement, dated as of January
18, 2008, by and between Wingate Capital Ltd. and E*TRADE Financial Corporation (Incorporated
by reference to Exhibit 99.12 of the Amendment No. 1 to Schedule 13D filed by Citadel Limited
Partnership et al with respect to E*TRADE Financial Corporation on January 24, 2008.)
10.26 Securities Purchase Agreement, dated November 29, 2007 among E*TRADE Financial Corporation,
Investment Partners (A), LLC and the additional investors party thereto (Incorporated by reference to
Exhibit 10.2 of the Company’s Current Report on Form 8-K filed on December 4, 2007.)
10.27 ABS Purchase Agreement, dated as of November 29, 2007, by and among E*TRADE Financial
Corporation, E*TRADE Bank, E*TRADE Global Asset Management, Inc. and Citadel Equity Fund
Ltd. (Incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K filed
on December 4, 2007.)
10.28 Separation Agreement Between E*TRADE Financial Corporation and Mitchell Caplan, dated as of
December 27, 2007, by and between E*TRADE Financial Corporation and Mitchell Caplan
(Incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed on
January 2, 2008.)
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