eTrade 2008 Annual Report Download - page 163

Exhibit
Number Description
4.11 Supplemental Indenture No. 1 dated November 22, 2005 to the Subordinated Indenture between
E*TRADE Financial Corporation and The Bank of New York (Incorporated by reference to Exhibit
4 of the Company’s Form 10-K filed March 1, 2006.)
4.12 Form of Subordinated Note (included in Exhibit 4.11—Supplemental Indenture No. 1 to the
Subordinated Indenture) (Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed
March 1, 2006.)
4.13 Indenture dated November 22, 2005 between E*TRADE Financial Corporation and The Bank of
New York (Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed March 1,
2006.)
4.14 Form of Senior Note (included in Exhibit 4.13—Indenture dated November 22, 2005) (Incorporated
by reference to Exhibit 4 of the Company’s Form 10-K filed March 1, 2006.)
4.15 First Supplemental Indenture dated September 19, 2005 by and between the Company and the Bank
of New York, as Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q
filed November 1, 2005.)
4.16 Indenture dated September 19, 2005 by and between the Company and the Bank of New York, as
Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q filed November 1,
2005.)
4.17 Supplemental Indenture dated November 10, 2005, between E*TRADE Financial Corporation and
the Bank of New York, as Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s
Current Report on Form 8-K filed on November 15, 2005.)
4.18 Common Stock Underwriting Agreement among E*TRADE Financial Corporation and Morgan
Stanley & Co. Incorporated and J.P. Morgan Securities Inc., as representatives of the underwriters
named therein, Morgan Stanley & Co. Incorporated and J.P. Morgan Securities Inc., as forward
sellers, and Morgan Stanley & Co. International Limited and JPMorgan Chase Bank, National
Association, as forward counterparties, dated November 16, 2005 (Incorporated by reference to
Exhibit 1.1 of the Company’s Current Report on Form 8-K filed on November 18, 2005.)
4.19 Notes Underwriting Agreement among E*TRADE Financial Corporation and Morgan Stanley & Co.
Incorporated and J.P. Morgan Securities Inc., as representatives of the underwriters therein, dated
November 16, 2005 (Incorporated by reference to Exhibit 1.2 of the Company’s Current Report on
Form 8-K filed on November 18, 2005.)
4.20 Equity Units Underwriting Agreement among E*TRADE Financial Corporation and Morgan Stanley
& Co. Incorporated and J.P. Morgan Securities Inc., as representatives of the underwriters named
therein, dated November 16, 2005 (Incorporated by reference to Exhibit 1.3 of the Company’s
Current Report on Form 8-K filed on November 18, 2005.)
4.21 Confirmation of Forward Stock Sale Transaction between E*TRADE Financial Corporation and
Morgan Stanley & Co. International Limited dated November 16, 2005 (Incorporated by reference to
Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on November 18, 2005.)
4.22 Confirmation of Forward Stock Sale Transaction between E*TRADE Financial Corporation and
JPMorgan Chase Bank, National Association dated November 16, 2005 (Incorporated by reference to
Exhibit 4.2 of the Company’s Current Report on Form 8-K filed on November 18, 2005.)
4.23 Registration Rights Agreement, dated as of November 29, 2007, by and between Wingate Capital
Ltd. and E*TRADE Financial Corporation (incorporated by reference to Exhibit 4.1 of the
Company’s Current Report on Form 8-K filed on December 4, 2007.)
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