Morgan Stanley 2010 Annual Report Download - page 279

Exhibit
No. Description
10.1 Amended and Restated Trust Agreement dated as of April 20, 2010 by and between Morgan Stanley
and State Street Bank and Trust Company (Exhibit 10 to Morgan Stanley’s Quarterly Report on Form
10-Q for the quarter ended June 30, 2010).
10.2 Amended and Restated Joint Venture Contribution and Formation Agreement dated as of May 29,
2009 by and among Citigroup Inc. and Morgan Stanley and Morgan Stanley Smith Barney Holdings
LLC (Exhibit 10.1 to Morgan Stanley’s Current Report on Form 8-K dated May 29, 2009).
10.3 Transaction Agreement dated as of October 19, 2009 between Morgan Stanley and Invesco Ltd.
(Exhibit 10 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended September 30,
2009).
10.4 Letter Agreement dated as of May 28, 2010 between Morgan Stanley and Invesco Ltd. (Exhibit 2.1 to
Morgan Stanley’s Current Report on Form 8-K dated May 28, 2010).
10.5† Morgan Stanley 401(k) Plan (f/k/a the Morgan Stanley DPSP/START Plan) dated as of October 1,
2002 (Exhibit 10.17 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended
November 30, 2002) as amended by Amendment (Exhibit 10.18 to Morgan Stanley’s Annual Report
on Form 10-K for the fiscal year ended November 30, 2002), Amendment (Exhibit 10.18 to Morgan
Stanley’s Annual Report on Form 10-K for the fiscal year ended November 30, 2003), Amendment
(Exhibit 10.19 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November
30, 2003), Amendment (Exhibit 10 to Morgan Stanley’s Quarterly Report on Form 10-Q for the
quarter ended May 31, 2004), Amendment (Exhibit 10.16 to Morgan Stanley’s Annual Report on
Form 10-K for the fiscal year ended November 30, 2004), Amendment (Exhibit 10.1 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 28, 2005), Amendment
(Exhibit 10.2 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 28,
2005), Amendment (Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter
ended May 31, 2005), Amendment (Exhibit 10.8 to Morgan Stanley’s Annual Report on Form 10-K
for the fiscal year ended November 30, 2005), Amendment (Exhibit 10 to Morgan Stanley’s Quarterly
Report on Form 10-Q for the quarter ended February 28, 2007), Amendment (Exhibit 10.2 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended August 31, 2007), Amendment
(Exhibit 10.6 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November
30, 2007), Amendment (Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q for the
quarter ended August 31, 2008), Amendment (Exhibit 10.12 to Morgan Stanley’s Annual Report on
Form 10-K for the fiscal year ended November 30, 2008), Amendment (Exhibit 10.1 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2009), Amendment
(Exhibit 10.2 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended June 30,
2009) and Amendment (Exhibit 10.9 to Morgan Stanley’s Annual Report on Form 10-K for the year
ended December 31, 2009).
10.6†* Amendment to Morgan Stanley 401(k) Plan, dated as of December 23, 2010.
10.7† Morgan Stanley 401(k) Savings Plan, dated as of July 1, 2009 (Exhibit 10.3 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended June 30, 2009) as amended by Amendment
(Exhibit 10.11 to Morgan Stanley’s Annual Report on Form 10-K for the year ended December 31,
2009).
10.8†* Amendment to Morgan Stanley 401(k) Savings Plan, dated as of December 23, 2010.
10.9† 1994 Omnibus Equity Plan as amended and restated (Exhibit 10.23 to Morgan Stanley’s Annual
Report on Form 10-K for the fiscal year ended November 30, 2003) as amended by Amendment
(Exhibit 10.11 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November
30, 2006).
E-3