Morgan Stanley 2010 Annual Report Download - page 271

BMCP. Branch managers in the Global Wealth Management Group are eligible to receive awards under BMCP.
Awards under BMCP may consist of cash awards, restricted stock and restricted stock units to be settled by the
delivery of shares of common stock.
FAIRCP. Financial advisors and investment representatives in the Global Wealth Management Group are
eligible to receive awards under FAIRCP. Awards under FAIRCP may consist of cash awards, restricted stock
and restricted stock units to be settled by the delivery of shares of common stock.
REICP. The REICP was adopted in connection with the MSSB joint venture and without stockholder approval
pursuant to the employment inducement award exception under the NYSE Corporate Governance Listing
Standards. The equity awards granted pursuant to the REICP are limited to awards to induce certain Citi
employees to join the new MSSB joint venture by replacing the value of Citi awards that were forfeited in
connection with the employees’ transfer of employment to MSSB. Awards under the REICP may be made in the
form of restricted stock units, stock appreciation rights, stock options and restricted stock and other forms of
stock-based awards.
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Other information relating to security ownership of certain beneficial owners and management is set forth under
the caption “Beneficial Ownership of Company Common Stock” in Morgan Stanley’s Proxy Statement and such
information is incorporated by reference herein.
Item 13. Certain Relationships and Related Transactions, and Director Independence.
Information regarding certain relationships and related transactions under the following caption in Morgan
Stanley’s Proxy Statement is incorporated by reference herein.
• “Other Matters—Certain Transactions”
• “Other Matters—Related Person Transactions Policy”
Information regarding director independence under the following caption in Morgan Stanley’s Proxy Statement
is incorporated by reference herein.
• “Item 1—Election of Directors—Corporate Governance—Director Independence”
Item 14. Principal Accountant Fees and Services.
Information regarding principal accountant fees and services under the following caption in Morgan Stanley’s
Proxy Statement is incorporated by reference herein.
• “Item 2—Ratification of Appointment of Morgan Stanley’s Independent Auditor” (excluding the
information under the subheading “Audit Committee Report”)
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