Morgan Stanley 2010 Annual Report Download - page 27

Executive Officers of Morgan Stanley.
The executive officers of Morgan Stanley and their ages and titles as of February 28, 2011 are set forth below.
Business experience for the past five years is provided in accordance with SEC rules.
Francis P. Barron (59). Chief Legal Officer of Morgan Stanley (since September 2010). Partner at the law
firm of Cravath, Swaine & Moore LLP (December 1985 to August 2010).
Kenneth deRegt (55). Global Head of Fixed Income Sales and Trading (excluding Commodities) of Morgan
Stanley (since January 2011). Chief Risk Officer of Morgan Stanley (February 2008 to January 2011). Managing
Director of Aetos Capital, LLC, an investment management firm (December 2002 to February 2008).
Gregory J. Fleming (48). Executive Vice President and President of Asset Management (since February 2010)
and President of Global Wealth Management of Morgan Stanley (since January 2011). President of Research of
Morgan Stanley (February 2010 to January 2011). Senior Research Scholar at Yale Law School and
Distinguished Visiting Fellow of the Center for the Study of Corporate Law at Yale Law School (January 2009 to
December 2009). President of Merrill Lynch & Co., Inc. (“Merrill Lynch”) (February 2008 to January 2009).
Co-President of Merrill Lynch (May 2007 to February 2008). Executive Vice President and Co-President of the
Global Markets and Investment Banking Group of Merrill Lynch (August 2003 to May 2007).
James P. Gorman (52). President and Chief Executive Officer and Director of Morgan Stanley (since January
2010) and Chairman of Morgan Stanley Smith Barney (since June 2009). Co-President (December 2007 to
December 2009) and Co-Head of Strategic Planning (October 2007 to December 2009). President and Chief
Operating Officer of the Global Wealth Management Group (February 2006 to April 2008). Head of Corporate
Acquisitions Strategy and Research at Merrill Lynch (July 2005 to August 2005) and President of the Global
Private Client business at Merrill Lynch (December 2002 to July 2005).
Keishi Hotsuki (48). Interim Chief Risk Officer of Morgan Stanley (since January 2011) and Head of the
Market Risk Department of Morgan Stanley (since March 2008). Global Head of Market Risk Management at
Merrill Lynch (June 2005 to September 2007). Director of Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
(since May 2010).
Colm Kelleher (53). Executive Vice President and Co-President of Institutional Securities of Morgan Stanley
(since January 2010). Chief Financial Officer and Co-Head of Strategic Planning (October 2007 to December
2009). Head of Global Capital Markets (February 2006 to October 2007). Co-Head of Fixed Income Europe
(May 2004 to February 2006).
John J. Mack (66). Executive Chairman of the Board of Directors of Morgan Stanley (since June 2005). Chief
Executive Officer (June 2005 to December 2009). Chairman of Pequot Capital Management (June 2005).
Co-Chief Executive Officer of Credit Suisse Group (January 2003 to June 2004). President, Chief Executive
Officer and Director of Credit Suisse First Boston (July 2001 to June 2004). President and Chief Operating
Officer of Morgan Stanley (May 1997 to March 2001).
Ruth Porat (53). Executive Vice President and Chief Financial Officer of Morgan Stanley (since January
2010). Vice Chairman of Investment Banking (September 2003 to December 2009). Global Head of Financial
Institutions Group (September 2006 to December 2009) and Chairman of the Financial Sponsors Group (July
2004 to September 2006) within the Investment Banking Division.
James A. Rosenthal (57). Chief Operating Officer of Morgan Stanley (since January 2011) and Chief
Operating Officer of Morgan Stanley Smith Barney and Head of Corporate Strategy of Morgan Stanley (since
January 2010). Head of Firmwide Technology and Operations (March 2008 to January 2010). Chief Financial
Officer of Tishman Speyer (May 2006 to March 2008).
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