Goldman Sachs 2015 Annual Report Download - page 232

THE GOLDMAN SACHS GROUP, INC. AND SUBSIDIARIES
10.41 The Goldman Sachs Long-Term Performance
Incentive Plan, dated December 17, 2010
(incorporated by reference to the Registrant’s
Current Report on Form 8-K, filed on
December 23, 2010). †
10.42 Form of Performance-Based Restricted Stock Unit
Award Agreement (pre-2015) (incorporated by
reference to the Registrant’s Current Report on
Form 8-K, filed on December 23, 2010). †
10.43 Form of Performance-Based Option Award
Agreement (incorporated by reference to the
Registrant’s Current Report on Form 8-K, filed on
December 23, 2010). †
10.44 Form of Performance-Based Cash Compensation
Award Agreement (pre-2015) (incorporated by
reference to the Registrant’s Current Report on
Form 8-K, filed on December 23, 2010). †
10.45 Amended and Restated General Guarantee
Agreement, dated November 21, 2011, made by
The Goldman Sachs Group, Inc. relating to
certain obligations of Goldman Sachs Bank USA
(incorporated by reference to Exhibit 4.1 to the
Registrant’s Current Report on Form 8-K, filed on
November 21, 2011).
10.46 Form of Aircraft Time Sharing Agreement
(incorporated by reference to Exhibit 10.61 to the
Registrant’s Annual Report on Form 10-K for the
fiscal year ended December 31, 2011). †
10.47 Description of Compensation Arrangements with
Executive Officer (incorporated by reference to
the Registrant’s Quarterly Report on Form 10-Q
for the period ended June 30, 2012). †
10.48 The Goldman Sachs Group, Inc. Clawback Policy,
effective as of January 1, 2015 (incorporated by
reference to Exhibit 10.53 to the Registrant’s
Annual Report on Form 10-K for the fiscal year
ended December 31, 2014).
10.49 Form of Non-Employee Director RSU Award
Agreement. †
10.50 Form of One-Time RSU Award Agreement. †
10.51 Form of Year-End RSU Award Agreement (not
fully vested). †
10.52 Form of Year-End RSU Award Agreement (fully
vested). †
10.53 Form of Year-End RSU Award Agreement (Base
and/or Supplemental). †
10.54 Form of Year-End Short-Term RSU Award
Agreement. †
10.55 Form of Year-End Restricted Stock Award
Agreement (not fully vested). †
10.56 Form of Year-End Restricted Stock Award
Agreement (fully vested). †
10.57 Form of Year-End Short-Term Restricted Stock
Award Agreement. †
10.58 Form of Fixed Allowance RSU Award
Agreement. †
10.59 Form of Fixed Allowance Deferred Cash Award
Agreement. †
10.60 Form of Performance-Based Restricted Stock Unit
Award Agreement. †
10.61 Form of Performance-Based Cash Compensation
Award Agreement. †
10.62 Form of Signature Card for Equity Awards. †
12.1 Statement re: Computation of Ratios of Earnings
to Fixed Charges and Ratios of Earnings to
Combined Fixed Charges and Preferred Stock
Dividends.
21.1 List of significant subsidiaries of The Goldman
Sachs Group, Inc.
23.1 Consent of Independent Registered Public
Accounting Firm.
31.1 Rule 13a-14(a) Certifications.
32.1 Section 1350 Certifications. *
99.1 Report of Independent Registered Public
Accounting Firm on Selected Financial Data.
99.2 Debt and trust securities registered under Section
12(b) of the Exchange Act.
101 Interactive data files pursuant to Rule 405 of
Regulation S-T: (i) the Consolidated Statements of
Earnings for the years ended December 31, 2015,
December 31, 2014 and December 31, 2013, (ii)
the Consolidated Statements of Comprehensive
Income for the years ended December 31, 2015,
December 31, 2014 and December 31, 2013, (iii)
the Consolidated Statements of Financial
Condition as of December 31, 2015 and
December 31, 2014, (iv) the Consolidated
Statements of Changes in Shareholders’ Equity for
the years ended December 31, 2015,
December 31, 2014 and December 31, 2013, (v)
the Consolidated Statements of Cash Flows for
the years ended December 31, 2015,
December 31, 2014 and December 31, 2013, and
(vi) the notes to the Consolidated Financial
Statements.
† This exhibit is a management contract or a compensatory plan or
arrangement.
* This information is furnished and not filed for purposes of
Sections 11 and 12 of the Securities Act of 1933 and Section 18
of the Securities Exchange Act of 1934.
220 Goldman Sachs 2015 Form 10-K