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THE GOLDMAN SACHS GROUP, INC. AND SUBSIDIARIES
10.3 Form of Employment Agreement for Participating
Managing Directors (applicable to executive
officers) (incorporated by reference to
Exhibit 10.19 to the Registrant’s Registration
Statement on Form S-1 (No. 333-75213)).
10.4 Form of Agreement Relating to Noncompetition
and Other Covenants (incorporated by reference
to Exhibit 10.20 to the Registrant’s Registration
Statement on Form S-1 (No. 333-75213)).
10.5 Tax Indemnification Agreement, dated as of
May 7, 1999, by and among The Goldman Sachs
Group, Inc. and various parties (incorporated by
reference to Exhibit 10.25 to the Registrant’s
Registration Statement on Form S-1
(No. 333-75213)).
10.6 Amended and Restated Shareholders’ Agreement,
effective as of January 15, 2015, among The
Goldman Sachs Group, Inc. and various parties
(incorporated by reference to Exhibit 10.6 to the
Registrant’s Annual Report on Form 10-K for the
fiscal year ended December 31, 2014).
10.7 Instrument of Indemnification (incorporated by
reference to Exhibit 10.27 to the Registrant’s
Registration Statement on Form S-1
(No. 333-75213)).
10.8 Form of Indemnification Agreement (incorporated
by reference to Exhibit 10.28 to the Registrant’s
Annual Report on Form 10-K for the fiscal year
ended November 26, 1999).
10.9 Form of Indemnification Agreement (incorporated
by reference to Exhibit 10.44 to the Registrant’s
Annual Report on Form 10-K for the fiscal year
ended November 26, 1999).
10.10 Form of Indemnification Agreement, dated as of
July 5, 2000 (incorporated by reference to
Exhibit 10.1 to the Registrant’s Quarterly Report
on Form 10-Q for the period ended
August 25, 2000).
10.11 Amendment No. 1, dated as of
September 5, 2000, to the Tax Indemnification
Agreement, dated as of May 7, 1999
(incorporated by reference to Exhibit 10.3 to the
Registrant’s Quarterly Report on Form 10-Q for
the period ended August 25, 2000).
10.12 Letter, dated February 6, 2001, from The
Goldman Sachs Group, Inc. to Mr. James A.
Johnson (incorporated by reference to
Exhibit 10.65 to the Registrant’s Annual Report
on Form 10-K for the fiscal year ended
November 24, 2000).
10.13 Letter, dated December 18, 2002, from The
Goldman Sachs Group, Inc. to Mr. William W.
George (incorporated by reference to
Exhibit 10.39 to the Registrant’s Annual Report
on Form 10-K for the fiscal year ended
November 29, 2002).
10.14 Form of Amendment, dated November 27, 2004,
to Agreement Relating to Noncompetition and
Other Covenants, dated May 7, 1999
(incorporated by reference to Exhibit 10.32 to
the Registrant’s Annual Report on Form 10-K for
the fiscal year ended November 26, 2004).
10.15 The Goldman Sachs Group, Inc. Non-Qualified
Deferred Compensation Plan for U.S.
Participating Managing Directors (terminated as
of December 15, 2008) (incorporated by reference
to Exhibit 10.36 to the Registrant’s Annual
Report on Form 10-K for the fiscal year ended
November 30, 2007).
10.16 Form of Year-End Option Award Agreement
(incorporated by reference to Exhibit 10.36 to
the Registrant’s Annual Report on Form 10-K for
the fiscal year ended November 28, 2008).
10.17 Amendments to 2005 and 2006 Year-End RSU
and Option Award Agreements (incorporated by
reference to Exhibit 10.44 to the Registrant’s
Annual Report on Form 10-K for the fiscal year
ended November 30, 2007).
10.18 Form of Non-Employee Director Option Award
Agreement (incorporated by reference to
Exhibit 10.34 to the Registrant’s Annual Report
on Form 10-K for the fiscal year ended
December 31, 2009).
10.19 Form of Non-Employee Director RSU Award
Agreement (pre-2015) (incorporated by reference
to Exhibit 10.21 to the Registrant’s Annual
Report on Form 10-K for the fiscal year ended
December 31, 2014).
10.20 Ground Lease, dated August 23, 2005, between
Battery Park City Authority d/b/a/ Hugh L. Carey
Battery Park City Authority, as Landlord, and
Goldman Sachs Headquarters LLC, as Tenant
(incorporated by reference to Exhibit 10.1 to
the Registrant’s Current Report on Form 8-K,
filed on August 26, 2005).
10.21 General Guarantee Agreement, dated
January 30, 2006, made by The Goldman Sachs
Group, Inc. relating to certain obligations of
Goldman, Sachs & Co. (incorporated by reference
to Exhibit 10.45 to the Registrant’s Annual
Report on Form 10-K for the fiscal year ended
November 25, 2005).
218 Goldman Sachs 2015 Form 10-K