Energy Transfer 2015 Annual Report Download - page 147

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Table of Contents
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED UNITHOLDER MATTERS
Equity Compensation Plan Information
The following table sets forth, in tabular format, a summary of certain information related to our equity incentive plans as of December 31, 2015:
Plan Category
Number of securities to be
issued upon exercise of outstanding
options, warrants and rights(a)
Weighted-average exercise price of
outstanding options, warrants and
rights(b)
Number of securities remaining
available for future issuance under
equity compensation plans
(excluding securities reflected in
column(a))(c)
Equity compensation plans approved
by security holders
4,806,308
$ —
5,256,419
Equity compensation plans not
approved by security holders
—
—
—
Total
4,806,308
—
5,256,419
Energy Transfer Partners, L.P. Units
The following table sets forth certain information as of February 19, 2016, regarding the beneficial ownership of our securities by certain beneficial owners,
each director and named executive officer of our General Partner and all directors and executive officers of our General Partner as a group. The General
Partner knows of no other person not disclosed herein who beneficially owns more than 5% of our Common Units.
Title of Class
Name and Address of Beneficial Owner(1)
Beneficially Owned(2)(3)
Percent of Class
Common Units
Kelcy L. Warren
21,097
*
Thomas E. Long
21,468
*
Marshall S. (Mackie) McCrea, III
345,383
*
Martin Salinas, Jr.
50,307
*
Matthew S. Ramsey
13,191
*
Jamie Welch
40,000
*
Thomas P. Mason
115,044
*
Michael J. Hennigan
—
*
Ted Collins, Jr.
113,537
*
Michael K. Grimm
26,017
*
James R. (Rick) Perry
—
*
David K. Skidmore
6,030
*
All Directors and Executive Officers as a Group (12
Persons)
752,074
*
ETE(4)
2,571,695
0.5%
Class E Units
Heritage Holdings, Inc.(5)
8,853,832
100%
Class G Units
Sunoco, Inc.(6)
90,706,000
100%
Class H Units
ETE(4)
81,001,069
100%
* Less than 1%
(1) Unless otherwise indicated, the address for all beneficial owners listed above is 8111 Westchester Drive, Suite 600, Dallas, Texas 75225. The address for
Mr. McCrea is 800 E. Sonterra Blvd., San Antonio, Texas 78258. The address for Mr. Hennigan is 3807 West Chester Pike, Newtown Square,
Pennsylvania 19073. The address for Heritage Holdings is 8801 S. Yale Avenue, Suite 310, Tulsa, Oklahoma 74137. The address for Sunoco, Inc. is 1818
Market Street, Suite 1500, Philadelphia, Pennsylvania 19103.
141