Build-A-Bear Workshop 2009 Annual Report Download - page 68

BUILD-A-BEAR WORKSHOP, INC. 2009 FORM 10-K
Exhibits
(a)(2) Financial Statement Schedules
No additional Financial Statement Schedules are filed as
a part of this report pursuant to Item 8 and Item 15(d).
(a)(3) Exhibits.
The following is a list of exhibits filed as a part of the
Annual Report on Form 10-K:
Exhibit
Number Description
2.1 Agreement and Plan of Merger dated April 3, 2000
between Build-A-Bear Workshop, L.L.C. and the
Registrant (incorporated by reference from Exhibit 2.1
to our Registration Statement on Form S-1, filed on
August 12, 2004, Registration No. 333-118142)
3.1 Third Amended and Restated Certificate of
Incorporation (incorporated by reference from
Exhibit 3.1 of our Current Report on Form 8-K, filed
on November 11, 2004)
3.2 Amended and Restated Bylaws (incorporated by
reference from Exhibit 3.4 to our Registration
Statement on Form S-1, filed on August 12, 2004,
Registration No. 333-118142)
4.1 Specimen Stock Certificate (incorporated by
reference from Exhibit 4.1 to Amendment No. 3 to
our Registration Statement on Form S-1, filed on
October 1, 2004, Registration No. 333-118142)
10.1*Build-A-Bear Workshop, Inc. 2000 Stock Option Plan
(incorporated by reference from Exhibit 10.1 to our
Registration Statement on Form S-1, filed on
August 12, 2004, Registration No. 333-118142)
10.1.1*Form of Incentive Stock Option Agreement under the
Build-A-Bear Workshop, Inc. 2000 Stock Option Plan
(incorporated by reference from Exhibit 10.1.1 to Pre-
Effective Amendment No. 3 to our Registration
Statement on Form S-1, filed on October 1, 2004,
Registration No. 333-118142)
10.1.2*Form of Nonqualified Stock Option Agreement under
the Build-A-Bear Workshop, Inc. 2000 Stock Option
Plan (incorporated by reference from Exhibit 10.1.2
to Pre-Effective Amendment No. 3 to our Registration
Statement on Form S-1, filed on October 1, 2004,
Registration No. 333-118142)
10.2*Build-A-Bear Workshop, Inc. 2002 Stock Incentive
Plan, as amended (incorporated by reference from
Exhibit 10.2 to our Registration Statement on
Form S-1, filed on August 12, 2004, Registration
No. 333-118142)
10.2.1*Form of Manager-Level Incentive Stock Option
Agreement under the Build-A-Bear Workshop, Inc.
2002 Stock Option Plan (incorporated by reference
from Exhibit 10.2.1 to Pre-Effective Amendment
No. 3 to our Registration Statement on Form S-1, filed
on October 1, 2004, Registration No. 333-118142)
10.2.2*Form of Nonqualified Stock Option Agreement under
the Build-A-Bear Workshop, Inc. 2002 Stock Option
Plan (incorporated by reference from Exhibit 10.2.2 to
Pre-Effective Amendment No. 3 to our Registration
Statement on Form S-1, filed on October 1, 2004,
Registration No. 333-118142)
10.3*Build-A-Bear Workshop, Inc. 2004 Stock Incentive Plan
(incorporated by reference from Exhibit 10.3 to Pre-
Effective Amendment No. 3 to our Registration
Statement on Form S-1, filed on October 1, 2004,
Registration No. 333-118142)
10.3.1*Form of Incentive Stock Option Agreement under the
Build-A-Bear Workshop, Inc. 2004 Stock Incentive
Plan (incorporated by reference from Exhibit 10.3.1 to
Pre-Effective Amendment No. 3 to our Registration
Statement on Form S-1, filed on October 1, 2004,
Registration No. 333-118142)
10.3.2*Form of Director Nonqualified Stock Option
Agreement under the Build-A-Bear Workshop, Inc.
2004 Stock Incentive Plan (incorporated by reference
from Exhibit 10.3.2 to Pre-Effective Amendment No.
3 to our Registration Statement on Form S-1, filed on
October 1, 2004, Registration No. 333-118142)
10.3.3*Model Incentive Stock Option Agreement Under the
Registrant’s 2004 Stock Incentive Plan (incorporated by
reference from Exhibit 10.3.3 to Pre-Effective
Amendment No. 5 to our Registration Statement on
Form S-1, filed on October 12, 2004, Registration
No. 333-118142)
10.3.4*Form of Employee Nonqualified Stock Option
Agreement under the Registrant’s 2004 Stock
Incentive Plan (incorporated by reference from
Exhibit 10.3.4 to Pre-Effective Amendment No. 5 to
our Registration Statement on Form S-1, filed on
October 12, 2004, Registration No. 333-118142)
10.3.5*Form of the Restricted Stock Agreement under the
Registrant’s 2004 Stock Incentive Plan (incorporated
by reference from Exhibit 10.3.5 to Pre-Effective
Amendment No. 5 to our Registration Statement on
Form S-1, filed on October 12, 2004, Registration
No. 333-118142)
10.3.6*Amended and Restated Build-A-Bear Workshop, Inc
2004 Stock Incentive Plan (incorporated by reference
from Exhibit 10.1 on our Current Report on Form 8-K,
filed on August 1, 2006)
10.3.7*Amended and Restated Build-A-Bear Workshop, Inc
2004 Stock Incentive Plan (incorporated by reference
from Exhibit 10.1 on our Current Report on Form 8-K,
filed on May 20, 2009)
10.4*Employment, Confidentiality and Noncompete
Agreement dated May 1, 2004 between Maxine
Clark and the Registrant (incorporated by reference
from Exhibit 10.4 to Pre-Effective Amendment No. 2
to our Registration Statement on Form S-1, filed on
September 20, 2004, Registration No. 333-118142)
10.4.1*First Amendment dated February 22, 2006 to the
Employment, Confidentiality and Noncompete
Agreement dated May 1, 2004 between Maxine
Clark and the Registrant (incorporated by reference
from Exhibit 10.4.1 to our Annual Report on
Form 10-K for the year ended December 31, 2005)
10.5*Employment, Confidentiality and Noncompete
Agreement dated March 7, 2004 between Tina
Klocke and the Registrant (incorporated by reference
from Exhibit 10.6 to Pre-Effective Amendment No. 2
to our Registration Statement on Form S-1, filed on
September 20, 2004, Registration No. 333-118142)
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