Autodesk 2008 Annual Report Download - page 61

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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information concerning the beneficial ownership of Autodesk’s
Common Stock as of March 31, 2008, for each person or entity who is known by the Company to own
beneficially more than 5 percent of the outstanding shares of our Common Stock, each of the Company’s
directors, each of the executive officers named in the Summary Compensation Table on page 34 and all directors
and executive officers of the Company as a group.
5% Stockholders, Directors and Officers(1)
Common Stock
Beneficially
Owned(2)
Percentage
Beneficially
Owned(3)
Principal Stockholders:
Barclays Global Investors, NA, et al(4) ..................................... 17,260,414 7.5%
Wellington Management Co. LLP(5) ...................................... 13,189,898 5.7%
ClearBridge Advisors, LLC, et al(6) ....................................... 11,876,578 5.1%
Non-Employee Directors:
Mark A. Bertelsen(7) ................................................... 126,991 *
Crawford W. Beveridge(8) ............................................... 147,156 *
J. Hallam Dawson(9) ................................................... 252,566 *
Michael J. Fister(10) ................................................... 188,432 *
Per-Kristian Halvorsen(11) .............................................. 66,687 *
Sean M. Maloney ...................................................... — *
Elizabeth A. Nelson .................................................... — *
Charles J. Robel ....................................................... — *
Steven M. West ....................................................... — *
Larry W. Wangberg(12) ................................................. 176,630 *
Named Executive Officers:
Carl Bass(13) ......................................................... 907,726 *
Carol A. Bartz(14) ..................................................... 2,683,566 1.2%
Alfred J. Castino(15) ................................................... 219,695 *
George M. Bado(16) ................................................... 106,961 *
Jan Becker(17) ........................................................ 214,123 *
All directors and current executive officers as a group (22 persons)(18) ........... 5,609,188 2.4%
* Represents less than one percent (1 percent) of the outstanding Common Stock.
(1) Unless otherwise indicated in their respective footnote, the address for each listed person is c/o Autodesk,
Inc., 111 McInnis Parkway, San Rafael, California 94903.
(2) The number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3 of
the Exchange Act, and the information is not necessarily indicative of beneficial ownership for any other
purpose. Under such rule, beneficial ownership includes any shares over which the individual or entity has
the right to acquire within 60 days of March 31, 2008 through the exercise of any stock option or other right.
Unless otherwise indicated in the footnotes, each person or entity has sole voting and investment power (or
shares such powers with his or her spouse) with respect to the shares shown as beneficially owned.
(3) The total number of shares of Common Stock outstanding as of March 31, 2008 was 231,397,181.
(4) As of December 31, 2007, the reporting date of Barclays Global Investors, NA, and certain related entities
most recent filing with the SEC pursuant to Section 13(g) of the Exchange Act filed on February 5, 2008,
(i) 11,735,865 shares were beneficially owned by Barclays Global Investors, NA, (ii) 2,574,868 shares were
beneficially owned by Barclays Global Fund Advisors, (iii) 2,102,595 shares were beneficially owned by
Barclays Global Investors, Ltd., (iv) 647,588 shares were beneficially owned by Barclays Global Investors
Japan Limited, and (v) 199,498 shares were beneficially owned by Barclays Global Investors Canada
Limited. Barclays Global Investors, NA, and certain related entities, are deemed to have sole voting power
with respect to 15,083,965 shares and sole dispositive power with respect to 17,260,414 shares. The address
of Barclays Global Investors, NA is 45 Fremont Street, San Francisco, California 94105.
47
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