Alaska Airlines and Horizon Air 2009 Annual Report Download - page 67

Option Awards Stock Awards
Name
(a)
Option
Grant/
Award
Date
(b)
Number of
Securities
Underlying
Unexercised
Options
Exercisable
(#)
(c)
Number of
Securities
Underlying
Unexercised
Options
Unexercisable
(#)
(d)
Option
Exercise
Price
($)
(e)
Option
Expiration
Date
(f)
Number
of Shares
or Units of
Stock
That Have
Not Vested
(#)
(g)
Market
Value of
Shares
or Units
of Stock
That
Have
Not
Vested
($)(1)
(h)
Equity
Incentive
Plan
Awards:
Number
of
Unearned
Shares,
Units, or
Other
Rights
That
Have Not
Vested
(#)
(i)
Equity
Incentive
Plan
Awards:
Market
or
Payout
Value of
Unearned
Shares,
Units or
Other
Rights
That
Have Not
Vested
($)(1)
(j)
Glenn S. Johnson 1/30/01 6,000 0 31.80 1/30/11 0 0 0 0
11/12/01 5,700 0 25.20 11/12/11 0 0 0 0
5/31/02 7,500 0 27.85 5/31/12 0 0 0 0
2/11/03 7,200 0 18.76 2/11/13 0 0 0 0
7/16/03 14,600 0 22.84 7/16/13 0 0 0 0
3/1/04 7,000 0 26.10 3/1/14 0 0 0 0
8/30/05 7,000 0 32.96 8/30/15 0 0 0 0
9/13/06 4,222 1,408(2) 37.96 9/13/16 0 0 0 0
1/31/07 2,490 2,490(3) 42.85 1/31/17 1,090(3) 37,670 0 0
6/14/07 4,474 4,474(4) 27.40 6/14/17 0 0 0 0
2/8/08 5,475 16,425(7) 27.49 2/8/18 5,100(7) 176,256 9,200(8) 317,952
1/29/09 0 29,992(11) 27.56 1/29/19 14,102(11) 487,365 0 0
Totals: 71,661 54,789 20,292 701,291 9,200 317,952
Benito Minicucci 8/30/05 2,775 0 32.96 8/30/15 0 0 0 0
9/13/06 1,942 648(2) 37.96 9/13/16 0 0 0 0
1/31/07 1,130 1,130(3) 42.85 1/31/17 500(3) 17,280 0 0
9/19/07 564 564(5) 25.23 9/19/17 0 0 0 0
11/6/07 0 1,639(6) 23.36 11/6/17 0 0 0 0
2/8/08 1,335 4,005(7) 27.49 2/8/18 1,630(7) 56,333 9,200(8) 317,952
6/12/08 0 2,870(9) 17.88 6/12/08 4,890(9) 168,998 0 0
12/4/08 0 0 n/a n/a 20,000(10) 691,200 0 0
1/29/09 0 23,800(11) 27.56 1/29/19 11,100(11) 383,616 0 0
Totals: 7,746 34,656 38,120 1,317,427 9,200 317,952
Jeffrey D. Pinneo 1/30/01 6,000 0 31.80 1/30/11 0 0 0 0
11/12/01 2,700 0 25.20 11/12/11 0 0 0 0
5/31/02 30,000 0 27.85 5/31/12 0 0 0 0
2/11/03 12,000 0 18.76 2/11/13 0 0 0 0
3/1/04 10,800 0 26.10 3/1/14 0 0 0 0
8/30/05 10,800 0 32.96 8/30/15 0 0 0 0
9/13/06 7,335 2,445(2) 37.96 9/13/16 0 0 0 0
1/31/07 5,200 5,200(3) 42.85 1/31/17 2,300(3) 79,488 0 0
2/8/08 4,625 13,875(7) 27.49 2/8/18 4,400(7) 152,064 7,800(8) 269,568
1/29/09 0 18,000(11) 27.56 1/29/19 8,500(11) 293,760 0 0
Totals: 89,460 39,520 15,200 525,312 7,800 269,568
(1) The dollar amounts shown in Column (h) and Column (j) are determined by multiplying the number of shares or units reported in
Column (g) and Column (i), respectively, by $34.56 (the closing price of our common stock on the last trading day of fiscal 2009).
(2) The unvested options under the 9/13/06 grant will become fully vested on 9/13/10.
(3) The RSUs awarded on 1/31/07 became fully vested on 1/31/10. The unvested options under the 1/31/07 grant will
become vested as follows: Mr. Ayer — 5,950 on 1/31/10 and 5,950 on 1/31/11; Mr. Tilden — 3,075 on 1/31/10 and
3,075 on 1/31/11; Mr. Johnson — 1,245 on 1/31/10 and 1,245 on 1/31/11; Mr. Minicucci — 565 on 1/31/10 and 565
on 1/31/11; and Mr. Pinneo — 2,600 on 1/31/10 and 2,600 on 1/31/11.
(4) The unvested options under the 6/14/07 grant will become vested as follows: Mr. Tilden — 1,925 on 6/14/10 and 1,925
on 6/14/11; and Mr. Johnson — 2,237 on 6/14/10 and 2,237 on 6/14/11.
(5) Mr. Minicucci’s unvested options under the 9/19/07 grant will become vested as follows: 282 on 9/19/10 and 282 on
9/19/11.
(6) Mr. Minicucci’s unvested options under the 11/6/07 grant will become vested as follows: 819 on 11/6/10 and 820 on
11/6/11.
(7) The RSUs awarded on 2/8/08 will become fully vested on 2/8/2011. The unvested options under the 2/8/08 grant will
become vested as follows: Mr. Ayer — 13,200 on 2/28/10, 13,200 on 2/8/11, and 13,200 on 2/8/12; Mr. Tilden —
6,850 on 2/8/10, 6,850 on 2/8/11, and 6,850 on 2/8/12; Mr. Johnson — 5,475 on 2/8/10, 5,475 on 2/8/11, and
5,475 on 2/8/12; Mr. Minicucci — 1,335 on 2/8/10, 1,335 on 2/8/11, and 1,335 on 2/8/12; and Mr. Pinneo — 4,625
on 2/8/10, 4,625 on 2/8/11, and 4,625 on 2/8/12.
ŠProxy
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