eTrade 2011 Annual Report Download - page 173

Exhibit
Number Description
10.10 Securities Purchase Agreement, dated November 29, 2007 among E*TRADE Financial
Corporation, Investment Partners (A), LLC and the additional investors party thereto
(Incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed
on December 4, 2007.)
10.11 ABS Purchase Agreement, dated as of November 29, 2007, by and among E*TRADE Financial
Corporation, E*TRADE Bank, E*TRADE Global Asset Management, Inc. and Citadel Equity
Fund Ltd. (Incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form
8-K filed on December 4, 2007.)
10.12 Exchange Agreement dated June 17, 2009 between E*TRADE Financial Corporation and Citadel
Equity Fund Ltd. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed
on June 17, 2009.)
10.13 Amendment No. 1 to Exchange Agreement dated June 22, 2009 between E*TRADE Financial
Corporation and Citadel Equity Fund Ltd. (Incorporated by reference to Exhibit 10.1 of the
Company’s Current Report on Form 8-K filed on June 23, 2009.)
10.14 Form of Exchange Agreement (Incorporated by reference to Exhibit 10.1 of the Company’s
Current Report on Form 8-K filed on May 6, 2008.)
10.15 Guarantee and Support Agreement, dated as of July 14, 2008, by E*TRADE Financial
Corporation in favor of The Bank of Nova Scotia (Incorporated by reference to Exhibit 10.1 of
the Company’s Current Report on Form 8-K filed on July 16, 2008).
10.16 Form of Indemnification Agreement for Directors dated July 30, 2008. (Incorporated by reference
to Exhibit 10.2 of the Company’s Form 10-Q filed on August 8, 2008.)
+10.17 Employment Agreement dated March 19, 2010 by and between E*TRADE Financial Corporation
and Steven J. Freiberg. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q
filed on May 5, 2010.)
+10.18 Form of Employment Agreement between E*TRADE Financial Corporation and each of
Matthew Audette, Michael Curcio, Greg Framke and Nicholas Utton (Incorporated by reference
to Exhibit 10.21 of the Company’s Form 10-K filed February 24, 2010.)
*12.1 Statement of Ratio of Earnings to Fixed Charges.
*21.1 Subsidiaries of the Registrant.
*23.1 Consent of Independent Registered Public Accounting Firm.
*31.1 Certification—Section 302 of the Sarbanes-Oxley Act of 2002
*31.2 Certification—Section 302 of the Sarbanes-Oxley Act of 2002
*32.1 Certification—Section 906 of the Sarbanes-Oxley Act of 2002
*101.INS XBRL Instance Document
*101.SCH XBRL Taxonomy Extension Schema Document
*101.CAL XBRL Taxonomy Extension Calculation Linkbase Document
*101.DEF XBRL Taxonomy Extension Definition Linkbase Document
*101.LAB XBRL Taxonomy Extension Label Linkbase Document
*101.PRE XBRL Taxonomy Extension Presentation Linkbase Document
*Filed herein.
+Exhibit is a management contract or a compensatory plan or arrangement.
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