Unum 2006 Annual Report Download - page 178

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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND
RELATED STOCKHOLDER MATTERS
Equity Compensation Plan Information
The following table gives information as of December 31, 2006 about the common stock that may be issued under all of
our existing equity compensation plans. The table does not include information with respect to shares subject to
outstanding options granted under equity compensation plans assumed by us in connection with mergers and acquisitions
of the companies that originally granted those options (see footnote 5).
Plan Category
(a)
Number of securities to
be issued upon exercise
of outstanding options,
warrants and rights
(b)
Weighted-average
exercise price of
outstanding options,
warrants and rights
(c)
Number of securities
remaining available for
future issuance under equity
compensation plans
(excluding securities
reflected in column (a))
Equity Compensation
Plans Approved by
Stockholders
5,638,509 (1)
$33.39
8,131,755 (2)
Equity Compensation
Plans Not Approved by
Stockholders
2,985,412 (3)
$26.81
1,641,824 (4)
Total 8,623,921 9,773,579
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(1) Includes the following plans: (a) Stock Plan of 1994, (b) Non-Employee Director Compensation Plan of 1998, (c)
Stock Plan of 1999 and (d) Amended and Restated Management Incentive Compensation Plan of 1994. The number
includes 12,744 performance shares granted under the Amended and Restated Management Incentive Compensation
Plan of 1994.
(2) Includes shares under the following plans: (a) Stock Plan of 1999, (b) Non-Employee Director Compensation Plan
of 1998, (c) Amended and Restated Management Incentive Compensation Plan of 1998, and (d) UnumProvident
Employee Stock Purchase Plan.
(3) Includes the following plans: (a) Provident Companies, Inc. Employee Stock Option Plan of 1998, (b)
UnumProvident Corporation Employee Stock Option Plan, (c) UnumProvident Corporation Broad Based Stock Plan
of 2001, and (d) UnumProvident Corporation Broad Based Stock Plan of 2002.
(4) Includes the following plans: (a) UnumProvident Corporation Broad Based Stock Plan of 2001, (b) UnumProvident
Corporation Broad Based Stock Plan of 2002, (c) Unum Limited Savings-Related Share Option Scheme 2000, (d)
UnumProvident Corporation Stock Award Recognition Plan of 2002, and (e) UnumProvident Corporation Non-
Employee Director Compensation Plan of 2004.
(5) The table does not include information for the following equity compensation plans assumed by the Company in
connection with the merger of the company that originally established those plans: the UNUM Corporation 1990
Long-Term Incentive Plan, the UNUM Corporation 1998 Goals Plan, and the UNUM Corporation 1996 Long-Term
Incentive Compensation Plan. As of December 31, 2006, a total of 1,081,664 shares of the Company’s common
stock were issuable upon exercise of outstanding options under those assumed plans. The weighted average exercise
price of those outstanding options is $45.16 per share. No additional options may be granted under those assumed
plans.