Tucows 2014 Annual Report Download - page 133
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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND
RELATED STOCKHOLDER MATTERS
The following table sets forth the beneficial ownership of our common stock, as of March 5, 2015, by each of
our chief executive officer, our two other most highly compensated executive officers, as well as by all of our directors
and executive officers as a group. The information on beneficial ownership in the table and related footnotes is based
upon data furnished to us by, or on behalf of, the persons referred to in the table. Unless otherwise indicated in the
footnotes to the table, each person named has sole voting power and sole investment power with respect to the shares
included in the table.
Beneficial Ownership of Common Stock
Name
Common
Stock
Beneficially
Owned
Excluding
Options
Stock
Options
Exercisable
within 60
Days of
March 5,
2015
Total
Common
Stock
Beneficially
Owned
Percent of
Class
Elliot Noss 702,146(2) 62,687 764,833 6.9%
Michael Cooperman 260,082(3) 65,749 325,831 2.9%
David Woroch 110,001(4) 63,249 173,250 1.6%
Allen Karp 33,750(5) 35,625 69,375 *
Rawleigh Ralls 488,750(6) 25,000 513,750 4.6%
Robin Chase — 4,375 4,375 *
Erez Gissin 18,750 31,250 50,000 *
Joichi Ito 6,250 7,500 13,750 *
Jeffrey Schwartz 25,000 35,625 60,625 *
All directors and executive officers as a group (11 persons) 1,666,029 467,558 2,133,587 18.5%
* Less than 1%.
(1) Based on 11,090,790 shares outstanding as of March 5, 2015, adjusted for shares of common stock beneficially
owned but not yet issued.
(2) Includes an aggregate of 124,036 shares of common stock that are held in Mr Noss’s RRSP accounts. Includes
564,951 shares of Common Stock that are subject to a loan and pledge arrangement entered into by Mr. Noss in
order to satisfy the required Canadian taxes and exercise price due in connection with the exercise of expiring
options.
(3) Includes 37,188 shares of common stock that are held in Mr. Cooperman’s RRSP account.
(4) Includes 53,984 shares of common stock that are held in Mr. Woroch’s RRSP account and 10,750 shares of
common stock held in his wife’s RRSP account.
(5) Includes 5,000 shares of common stock that are held directly by Mr. Karp’s wife.
(6) Of these shares, 56,250 shares are held in Mr. Ralls’ IRA account, 6,250 shares are held in Mrs. Ralls’ IRA
account and 40,000 are held by Mrs. Ralls directly.
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