Stein Mart 2014 Annual Report Download - page 22

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20
Equity Compensation Plan Information
The following table presents information about our common stock that may be issued under equity-based compensation plans as of
January 31, 2015:
Plan Category
(a)
Number of securities
to be issued upon
exercise of
outstanding options,
warrants and rights (in
thousands)
(b)
Weighted-average
exercise price of
outstanding options,
warrants and rights
($)(1)
(c)
Number of securities
remaining available for
future issuance under equity
compensation plans
(excluding securities in
column (a)) (in thousands)
Equity compensation plans approved by shareholders 2,155 7.50$ 4,124
Equity compensation plans not approved by shareholders - - -
Total 2,155 7.50$ 4,124
(1) The weighted average exercise price does not take into account 1.3 million shares issuable related to restricted stock and performance share awards which have no
exercise price.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
The information required by this item is incorporated herein by reference to the disclosure found in the Proxy Statement for our June 23,
2015 Annual Meeting of Shareholders.
ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
The information required by this item is incorporated herein by reference to the disclosure found in the Proxy Statement for our June 23,
2015 Annual Meeting of Shareholders.
PART IV
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(a) The following financial statements and exhibits are filed as part of this report or are incorporated herein as indicated.
1. List of Financial Statements
Page
Report of Independent Registered Public Accounting Firm F1
Report of Independent Registered Public Accounting Firm F2
Report of Independent Registered Certified Public Accounting Firm F3
Consolidated Balance Sheets F4
Consolidated Statements of Income F5
Consolidated Statements of Comprehensive Income F6
Consolidated Statements of ShareholdersEquity F7
Consolidated Statements of Cash Flows F8
Notes to Consolidated Financial Statements F9
2. List of Financial Statement Schedules
All schedules are omitted because they are not applicable or the required information is presented in the financial statements or notes
thereto.
3. List of Exhibits
See Exhibit Index, which is incorporated herein by reference.
In reviewing the agreements included as exhibits to this report, please remember they are included to provide you with information
regarding their terms and are not intended to provide any other factual or disclosure information about the Company, its subsidiaries or
other parties to the agreements. The agreements contain representations and warranties by each of the parties to the applicable
agreement. These representations and warranties have been made solely for the benefit of the other parties to the applicable agreement
and:
xshould not in all instances be treated as categorical statements of fact, but rather as a way of allocating the risk to one of the
parties if those statements prove to be inaccurate;