Juno 2015 Annual Report Download - page 44

Table of Contents
(13) This information is derived solely from the Schedule 13D/A of the following parties (each, a “B. Riley Party”): BRC Partners Opportunity Fund, LP
(“BPOF”), B. Riley Diversified Equity Fund, a series of the World Funds Trust (the “Mutual Fund”), B. Riley Capital Management, LLC (“BRCM”),
B. Riley & Co., LLC (“BRC”), Bryant R. Riley (“Mr. Riley”) and B. Riley Financial, Inc. (“BRF”), filed pursuant to a joint filing agreement on
February 10, 2016. BRCM serves as the investment manager and general partner of BPOF, and as the investment advisor to the Mutual Fund and of
certain separately managed accounts (the “Separately Managed Accounts”). BRF is the parent company of BRCM and BRC. By virtue of these
relationships, each of BRCM and BRF may be deemed to beneficially own the Shares owned directly by BPOF and the Mutual Fund and held in the
Separately Managed Accounts, and BRF may also be deemed to beneficially own the Shares owned directly by BRC. The Schedule 13D/A reported
that, as of February 9, 2016, BPOF beneficially owned directly 659,283 of the reported shares, over which each of BPOF, BRCM and BRF had
shared voting and dispositive power, the Mutual Fund beneficially owned directly 21,203 of the reported shares, over which each of the Mutual
Fund, BRCM and BRF had shared voting and dispositive power, 12,308 of the reported shares were held in the Separately Managed Accounts, over
which each of BRCM and BRF had shared voting and dispositive power, BRC beneficially owned directly 734,434 of the reported shares, over
which each of BRC and BRF had shared voting and dispositive power, and Mr. Riley beneficially owned directly 2,750 of the reported shares, over
which he had sole voting and dispositive power. BRCM, as the investment manager and general partner of BPOF and the investment advisor to the
Mutual Fund and the Separately Managed Accounts, may be deemed to beneficially own the 692,794 shares directly beneficially owned in the
aggregate by BPOF and the Mutual Fund and held in the Separately Managed Accounts. BRF, as the parent company of BRCM and BRC, may be
deemed to beneficially own the 1,427,228 shares beneficially owned in the aggregate by BRCM and BRC. Each of the B. Riley Parties, as a member
of a “group” with the other B. Riley Parties for purposes of Rule 13d-5(b)(1) of the Exchange Act, may be deemed to beneficially own the securities
of the company owned by the other B. Riley Parties and specifically disclaims beneficial ownership of the reported securities that he or it does not
directly own. The address for each of BPOF, the Mutual Fund, BRCM, BRC and Mr. Riley is 11100 Santa Monica Blvd., Suite 800, Los Angeles, CA
90025. The address for BRF is 21860 Burbank Blvd., Suite 300 South, Woodland Hills, CA 91367.
(14) This information is derived solely from the Schedule 13G/A of Dimensional Fund Advisors LP, filed on February 9, 2016. The Schedule 13G/A
reported that, as of December 31, 2015, Dimensional Fund Advisors LP had sole voting power with respect to 1,170,436 of the reported shares and
sole dispositive power with respect to all of the reported shares. The Schedule 13G/A also reported that Dimensional Fund Advisors LP furnishes
investment advice to four investment companies registered under the Investment Company Act of 1940 and serves as investment manager to certain
other commingled group trusts and separate accounts (collectively, the “Funds”). It further provided that the reported shares are owned by the Funds,
and Dimensional Fund Advisors LP and its subsidiaries disclaim beneficial ownership thereof. The address for Dimensional Fund Advisors LP is
Building One, 6300 Bee Cave Road, Austin, TX 78746.
(15) This information is derived solely from the Schedule 13G of BlackRock, Inc., filed on January 28, 2016. The Schedule 13G reported that, as of
December 31, 2015, BlackRock, Inc. had sole voting power with respect to 926,445 of the reported shares and sole dispositive power with respect to
all of the reported shares. The address for BlackRock, Inc. is 55 East 52nd Street, New York, NY 10055.
(16) This information is derived solely from the Schedule 13D of the following parties: Cannell Capital LLC, J. Carlo Cannell and Howard Marks, filed
pursuant to a joint filing agreement on November 12, 2015. The Schedule 13D reported that, as of November 3, 2015, J. Carlo Cannell, the
Managing Member of Cannell Capital LLC, had sole voting and dispositive power with respect to all of the reported shares. The address of the
principal office of each of Cannell Capital and J. Carlo Cannell is PO Box 3459, 150 East Hansen Avenue, Jackson, WY 83001-3459. The principal
address of Howard Marks is 604 Arizona Avenue, Santa Monica, CA 90401.
The following table shows the number of shares of our common stock that are subject to outstanding restricted stock units held by our executive
officers as of April 11, 2016 but that are not otherwise scheduled to vest and become issuable within the 60-day period measured from April 11, 2016. Each
restricted stock unit entitles the executive officer to one share of common stock at the time of vesting. The restricted stock units generally vest over a one-to
three-year period of continued service with us. The following table also shows the number of shares of our common stock that are subject to outstanding
options held by our executive officers as of April 11, 2016 but that are not otherwise scheduled to vest and become exercisable and issuable within the 60-
day period measured from April 11, 2016. The options generally vest over a three-year period of continued service with us.
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Jeffrey Goldstein 45,495 —
Edward Zinser 74,728 78,753
Shahir Fakiri 14,165 12,627
Mark Harrington 58,415 92,745
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