Juno 2015 Annual Report Download - page 33
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Table of Contents
The following table provides certain summary information concerning outstanding equity awards held by the named executive officers as of
December 31, 2015:
Francis Lobo 118,666 $ 11.23 11/17/2016
Howard Phanstiel(12) N/A N/A
Edward Zinser 70,832 79,168(2) $ 10.46 07/23/2024
35,000(3) $ 15.26 02/22/2025
26,667(6) $ 314,404
15,841(7) $ 186,765
Mark Harrington 92,745(4) $ 12.13 08/14/2025
30,915(8) $ 364,488
Shahir Fakiri 7,332 4,668(5) $ 11.23 03/05/2024
16,500(3) $ 15.26 02/22/2025
9,164(9) $ 108,044
2,667(10) $ 31,444
5,500(7) $ 64,845
Kesa Tsuda 19,499 $ 12.71 10/31/2016
5,000 $ 15.26 10/31/2016
(1) The restricted stock units and stock options will vest, in whole or in part, on an accelerated basis upon the occurrence of certain events, as described
in the “Employment Agreements and Potential Payments Upon Termination or Change in Control” section, which appears later in this Form 10-K/A.
(2) Represents an award of stock options granted on July 24, 2014. One-third of the options vested on July 24, 2015, and the balance will vest in a series
of twenty-four successive equal monthly installments upon the named executive officer’s completion of each period of service with us over the two-
year period measured from July 24, 2015.
(3) Represents an award of stock options granted on February 23, 2015. One-third of the options vested on February 15, 2016, and the balance will vest
in a series of twenty-four successive equal monthly installments upon the named executive officer’s completion of each period of service with us
over the two-year period measured from February 15, 2016.
(4) Represents an award of stock options granted on August 15, 2015. One-third of the options will vest on August 3, 2016, and the balance will vest in
a series of twenty-four successive equal monthly installments upon the named executive officer’s completion of each period of service with us over
the two-year period measured from August 3, 2016.
(5) Represents an award of stock options granted on March 6, 2014. One third of the options vested on February 15, 2015, and the balance will vest in a
series of twenty four successive equal monthly installments upon the named executive officer’s completion of each period of service with us over the
two year period measured from February 15, 2015.
(6) Represents the shares under a restricted stock unit award granted on July 24, 2014. Each unit provides the named executive officer with the right to
receive one share of our common stock upon the vesting of that unit. One third of the shares under the restricted stock unit award vested on July 24,
2015 and the remaining shares will vest in a series of two successive equal annual installments upon the named executive officer’s completion of
each year of service with us over the two-year period measured from July 24, 2015.
(7) Represents the shares under a restricted stock unit award granted on February 23, 2015. Each unit provides the named executive officer with the
right to receive one share of our common stock upon the vesting of that unit. One third of the shares under the restricted stock unit award vested on
February 15, 2016 and the remaining shares will vest in a series of two successive equal annual installments upon the named executive officer’s
completion of each year of service with us over the two-year period measured from February 15, 2016.
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