First Data 2012 Annual Report Download - page 149

(1) Western Union (“WU”) equity awards were granted under the 1992 and/or 2002 First Data Corporation Long-Term Incentive Plans in connection with the spin-off of Western Union from FDC in September 2006. At that
time, one option of WU was granted for each FDC option held and strike prices were adjusted accordingly to provide equivalent value. All unvested Western Union Equity Awards became fully vested on September 24,
2007. All Holdings equity awards were granted under the 2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates.
(2) Grants reflected in this column are grants of Stock Options made under the 2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates. For Messrs. Judge, Winborne, Labry, Elkins, and
Kern the performance option grants (noted as “*”) vests contingent upon attainment of EBITDA thresholds in any fiscal year through 2013 as follows, 25% if $2.8 billion is attained, 75% if $3.1 billion is attained and
100% if $3.4 billion is attained. All other option grants listed time-vest in equal annual installments 20% each year over a five year period. Also, on May 19, 2010, the strike price on all time-vested options granted to
Messrs. Labry, Kern and Elkins in 2008 was modified from $5.00 to $3.00. March 2011and March 2012 stock option award vesting terms were changed and are described in footnote 3 of the Grants of Plan-Based
Awards Table.
(3) All grants reflected in this column are awards of Restricted Stock made under the 2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates. All restricted shares granted in 2010 vest only
upon the lapse of transfer restrictions under the 2007 Equity Plan. March 2011 and March 2012 Restricted Stock Award vesting terms are described in footnote 2 of the Grants of Plan-Based Awards Table. Market value
of the shares is based on the per share price of $3.50 as of December 31, 2012, as determined by the Board of Directors for purposes of the 2007 Stock Incentive Plan for Key Employees of First Data Corporation and its
Affiliates.
OPTION EXERCISES AND STOCK VESTED
NOTHING TO REPORT
148
Option Awards Stock Awards
Name
Company
(1)
Number o
f
Securities
Underlying
Unexercised
Options (#)
Exercisable
Number o
f
Securities
Underlying
Unexercised
Options (#)
Un-
exercisable
(2)
Equity
Incentive
Plan
Awards:
Number of
Securities
Underlying
Unexercised
Unearned
Options (#)
Option
Exercise
Price ($)
Option
Expiration
Date
Number
of
Shares
or Units
of Stock
That
Have
Not
Vested
(#) (3)
Market
Value of
Shares or
Units of
Stock That
Have Not
Vested
($) (3)
Equity
Incentive
Plan
Awards:
Number of
Unearned
Shares,
Units
or Other
Rights
That
Have
Not Vested
(#)
Equity
Incentive
Plan
Awards:
Market or
Payout
Value
of
Unearned
Shares,
Units
or Other
Rights
That
Have
Not Vested
($)
Holdings 83,333 291,666
Option Awards Stock Awards
Name Company
Number of Shares
Acquired on
Exercise (#)
Value Realized on
Exercise ($) (1)
Number o
f
Shares Acquired
on Vesting (#)
Value Realized
on Vesting ($)