Eversource 2010 Annual Report Download - page 142
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125
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
NU
In addition to the information below under "Securities Authorized for Issuance Under Equity Compensation Plans," incorporated herein
by reference is the information contained in the sections "Common Share Ownership of Certain Beneficial Owners" and "Common
Share Ownership of Trustees and Management" of NU’s definitive proxy statement for solicitation of proxies, expected to be filed with
the SEC on or about March 30, 2011.
PSNH and WMECO
Certain information required by this Item 12 has been omitted for PSNH and WMECO pursuant to Instruction I(2)(c) to Form 10-K,
Omission of Information by Certain Wholly-Owned Subsidiaries.
CL&P
[The information required by this Item 12 for CL&P is omitted from this report but is set forth in the Annual Report on Form
10-K for 2010 filed on a combined basis with NU with the SEC on February 25, 2011. Such report is also available at the
Investors section on www.nu.com.]
SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS
The following table sets forth the number of NU common shares issuable under NU equity compensation plans, as well as their
weighted exercise price, as of December 31, 2010, in accordance with the rules of the SEC:
Plan Category
Number of
securities to be issued
upon exercise of
outstanding
options, warrants
and rights (a)
Weighted-average
exercise price of
outstanding options,
warrants and rights (b)
Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in
column (a)) (c)
Equity compensation plans approved by
security holders 1,375,637 $ 18.80 4,001,028
Equity compensation plans not approved by
security holders (d) - - -
Total 1,375,637 $ 18.80 4,001,028
(a) Includes 112,599 common shares to be issued upon exercise of options, 1,014,479 common shares for distribution of restricted
share units, and 248,559 performance shares issuable at target, all pursuant to the terms of our Incentive Plan.
(b) The weighted-average exercise price in Column (b) does not take into account restricted share units or performance shares,
which have no exercise price.
(c) Includes 932,178 common shares issuable under our Employee Share Purchase Plan II.
(d) All of our current compensation plans under which equity securities of NU are authorized for issuance have been approved by
NU’s shareholders.