Black & Decker 2013 Annual Report Download - page 15

81,7('67$7(6
6(&85,7,(6$1'(;&+$1*(&200,66,21
:$6+,1*721'&
$118$/5(3257
38568$17726(&7,21625G
2)7+(6(&85,7,(6(;&+$1*($&72)
$118$/5(325738568$17726(&7,2125G2)7+(6(&85,7,(6(;&+$1*($&72)
)RUWKHILVFDO\HDUHQGHG'HFHPEHU
25
75$16,7,215(325738568$17726(&7,2125G2)7+(6(&85,7,(6(;&+$1*($&72)
)RUWKHWUDQVLWLRQSHULRGIURPBBBBBBBBBBBWRBBBBBBBBBBB
&200,66,21),/(
67$1/(<%/$&.'(&.(5,1&
([DFW1DPH2I5HJLVWUDQW$V6SHFLILHG,Q,WV&KDUWHU
&RQQHFWLFXW 
6WDWH2U2WKHU-XULVGLFWLRQ2I
,QFRUSRUDWLRQ2U2UJDQL]DWLRQ 
,56(PSOR\HU
,GHQWLILFDWLRQ1XPEHU
6WDQOH\'ULYH
1HZ%ULWDLQ&RQQHFWLFXW 
$GGUHVV2I3ULQFLSDO([HFXWLYH2IILFHV =LS&RGH

5HJLVWUDQW¶V7HOHSKRQH1XPEHU
6HFXULWLHV5HJLVWHUHG3XUVXDQW7R6HFWLRQE2I7KH$FW
7LWOH2I(DFK&ODVV 1DPH2I(DFK([FKDQJH2Q:KLFK5HJLVWHUHG
&RPPRQ6WRFN3DU9DOXHSHU6KDUH 1HZ<RUN6WRFN([FKDQJH
6HFXULWLHV5HJLVWHUHG3XUVXDQW7R6HFWLRQJ2I7KH$FW
1RQH
,QGLFDWHE\FKHFNPDUNLIWKHUHJLVWUDQWLVDZHOONQRZQVHDVRQHGLVVXHUDVGHILQHGLQ5XOHRIWKH6HFXULWLHV$FWRI
<HV 1R
,QGLFDWHE\FKHFNPDUNLIWKHUHJLVWUDQWLVQRWUHTXLUHGWRILOHUHSRUWVSXUVXDQWWR6HFWLRQRUGRIWKH6HFXULWLHV([FKDQJH$FWRI
<HV 1R
,QGLFDWHE\FKHFNPDUNZKHWKHUWKHUHJLVWUDQWKDVILOHGDOOUHSRUWVUHTXLUHGWREHILOHGE\6HFWLRQRUGRIWKH6HFXULWLHV([FKDQJH$FWRIGXULQJ
WKHSUHFHGLQJPRQWKVDQGKDVEHHQVXEMHFWWRVXFKILOLQJUHTXLUHPHQWVIRUWKHSDVWGD\V
<HV 1R
,QGLFDWHE\FKHFNPDUNZKHWKHUWKHUHJLVWUDQWKDVVXEPLWWHGHOHFWURQLFDOO\DQGSRVWHGRQLWVFRUSRUDWH:HEVLWHLIDQ\HYHU\,QWHUDFWLYH'DWD)LOHUHTXLUHGWR
EHVXEPLWWHGDQGSRVWHGSXUVXDQWWR5XOHRI5HJXODWLRQ67RIWKLVFKDSWHUGXULQJWKHSUHFHGLQJPRQWKVRUIRUVXFKVKRUWHUSHULRGWKDWWKH
UHJLVWUDQWZDVUHTXLUHGWRVXEPLWDQGSRVWVXFKILOHV
<HV 1R
,QGLFDWHE\FKHFNPDUNLIGLVFORVXUHRIGHOLQTXHQWILOHUVSXUVXDQWWR,WHPRI5HJXODWLRQ6.LVQRWFRQWDLQHGKHUHLQDQGZLOOQRWEHFRQWDLQHGWRWKHEHVW
RIUHJLVWUDQW¶VNQRZOHGJHLQGHILQLWLYHSUR[\RULQIRUPDWLRQVWDWHPHQWVLQFRUSRUDWHGE\UHIHUHQFHLQ3DUW,,,RIWKLV)RUP.RUDQ\DPHQGPHQWWRWKLV
)RUP.
,QGLFDWHE\FKHFNPDUNZKHWKHUWKHUHJLVWUDQWLVDODUJHDFFHOHUDWHGILOHUDQDFFHOHUDWHGILOHUDQRQDFFHOHUDWHGILOHURUDVPDOOHUUHSRUWLQJFRPSDQ\6HHWKH
GHILQLWLRQVRI³ODUJHDFFHOHUDWHGILOHU´³DFFHOHUDWHGILOHU´DQG³VPDOOHUUHSRUWLQJFRPSDQ\´LQ5XOHERIWKH([FKDQJH$FW&KHFNRQH
/DUJHDFFHOHUDWHGILOHU  $FFHOHUDWHGILOHU
1RQDFFHOHUDWHGILOHU 'RQRWFKHFNLIDVPDOOHUUHSRUWLQJFRPSDQ\  6PDOOHUUHSRUWLQJFRPSDQ\
,QGLFDWHE\FKHFNPDUNZKHWKHUWKHUHJLVWUDQWLVDVKHOOFRPSDQ\DVGHILQHGLQ([FKDQJH$FW5XOHE
<HV 1R
$VRI-XQHWKHDJJUHJDWHPDUNHWYDOXHVRIYRWLQJFRPPRQHTXLW\KHOGE\QRQDIILOLDWHVRIWKHUHJLVWUDQWZDVELOOLRQEDVHGRQWKH1HZ<RUN
6WRFN([FKDQJHFORVLQJSULFHIRUVXFKVKDUHVRQWKDWGDWH2Q-DQXDU\WKHUHJLVWUDQWKDGVKDUHVRIFRPPRQVWRFNRXWVWDQGLQJ
'2&80(176,1&25325$7('%<5()(5(1&(
3RUWLRQVRIWKHUHJLVWUDQW¶VGHILQLWLYHSUR[\VWDWHPHQWWREHILOHGSXUVXDQWWR5HJXODWLRQ$ZLWKLQGD\VDIWHUWKHHQGRIWKHUHJLVWUDQW¶VILVFDO\HDUDUH
LQFRUSRUDWHGE\UHIHUHQFHLQ3DUW,,,RIWKH$QQXDO5HSRUWRQ)RUP.