Ameriprise 2009 Annual Report Download - page 71

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Threadneedle manages four Open Ended Investment Companies (‘‘OEICs’’) and two Societe d’Investissement `
a Capital Variable
(‘‘SICAV’’) offerings. The four OEICs are Threadneedle Investment Funds ICVC (‘‘TIF’’), Threadneedle Specialist Investment Funds ICVC
(‘‘TSIF’’), Threadneedle Focus Investment Funds (‘‘TFIF’’) and Threadneedle Advantage Portfolio Funds (‘‘TPAF’’). TIF, TSIF, TFIF and
TPAF are structured as umbrella companies with a total of 51 (33, 13, 2 and 3, respectively) sub funds covering the world’s bond and
equity markets. The two SICAVs are the Threadneedle (Lux) SICAV (‘‘T(Lux)’’) and World Express Funds 2 (‘‘WEF2’’). T(Lux) and WEF2
are structured as umbrella companies with a total of 30 (28 and 2 respectively) sub funds covering the world’s bond and equity markets.
In addition, Threadneedle manages 13 unit trusts, 10 of which invest into the OEICs, 6 property unit trusts, 1 Dublin-based cash OEIC and
1 property fund of funds.
The following table presents the mutual fund performance of our retail Domestic and International funds:
December 31
2009 2008
Mutual Fund Performance
Domestic
Equal Weighted Mutual Fund Rankings in top 2 Lipper Quartiles(1)
Equity - 12 month 51% 33%
Fixed income - 12 month 65% 70%
Equity - 3 year 42% 50%
Fixed income - 3 year 72% 75%
Equity - 5 year 63% 53%
Fixed income - 5 year 58% 66%
Asset Weighted Mutual Fund Rankings in top 2 Lipper Quartiles(2)
Equity - 12 month 72% 26%
Fixed income - 12 month 80% 39%
Equity - 3 year 50% 40%
Fixed income - 3 year 63% 40%
Equity - 5 year 69% 70%
Fixed income - 5 year 58% 37%
International
Equal Weighted Mutual Fund Rankings in top 2 S&P Quartiles(1)
Equity - 12 month 38% 83%
Fixed income - 12 month 60% 45%
Equity - 3 year 90% 90%
Fixed income - 3 year 80% 64%
Equity - 5 year 89% 89%
Fixed income - 5 year 78% 50%
(1) Equal Weighted Rankings in Top 2 Quartiles: Counts the number of Class A funds with above median ranking divided by the total number of Class A
funds. Asset size is not a factor.
(2) Asset Weighted Rankings in Top 2 Quartiles: Sums the assets of the Class A funds with above median ranking divided by the total Class A assets.
Funds with more assets will receive a greater share of the total percentage above or below median.
Aggregated data shows only actively-managed mutual funds by affiliated investment managers.
Aggregated data does not include mutual funds sub-advised by advisors not affiliated with Ameriprise Financial, Inc., RiverSource S&P 500 Index
Fund, RiverSource Cash Management Fund and RiverSource Tax Free Money Market Fund.
Aggregated equity rankings include RiverSource Portfolio Builder Series and other balanced and asset allocation funds that invest in both equities and
fixed income. RiverSource Portfolio Builder Series funds are funds of mutual funds that may invest in third-party sub-advised funds.
We also offer Separately Managed Accounts (‘‘SMAs’’), management of Institutional Owned Assets, management of collateralized debt
obligations (‘‘CDOs’’), sub-advisory services for certain domestic and international mutual funds, hedge funds and RiverSource Trust
Collective Funds and separate accounts for Ameriprise Trust Company clients.
56 ANNUAL REPORT 2009