Ameriprise 2009 Annual Report Download - page 186

10.7 Ameriprise Financial Form of Award Certificate — Restricted Stock Award (incorporated by reference to
Exhibit 10.5 to the Current Report on Form 8-K, File No. 1-32525, filed on October 4, 2005).
10.8 Ameriprise Financial Form of Award Certificate — Restricted Stock Unit Award (incorporated by reference
to Exhibit 10.6 to the Current Report on Form 8-K, File No. 1-32525, filed on October 4, 2005).
10.9 Ameriprise Financial Form of Agreement — Cash Incentive Award (incorporated by reference to
Exhibit 10.7 to the Current Report on Form 8-K, File No. 1-32525, filed on October 4, 2005).
10.10 Ameriprise Financial Long-Term Incentive Award Program Guide (incorporated by reference to
Exhibit 10.10 of the Annual Report on Form 10-K, File No. 1-32525, filed on March 2, 2009).
10.11 Ameriprise Financial Deferred Share Plan for Outside Directors, as amended and restated effective
January 1, 2009 (incorporated by reference to Exhibit 10.11 of the Annual Report on Form 10-K, File
No. 1-32525, filed on March 2, 2009).
10.12 CEO Security and Compensation Arrangements (incorporated by reference to Item 1.01 of the Current
Report on Form 8-K, File No. 1-32525, filed on October 31, 2005).
10.13* Ameriprise Financial Senior Executive Severance Plan, as amended and restated effective December 10,
2009.
10.14 Restricted Stock Awards in lieu of Key Executive Life Insurance Program (incorporated by reference to
Item 1.01 of the Current Report on Form 8-K, File No. 1-32525, filed on November 18, 2005).
10.15 Ameriprise Financial Annual Incentive Award Plan, adopted effective as of September 30, 2005
(incorporated by reference to Exhibit 10.28 of the Annual Report on Form 10-K, File No. 1-32525. filed on
March 8, 2006).
10.16 Form of Indemnification Agreement for directors, Chief Executive Officer, Chief Financial Officer, General
Counsel and Principal Accounting Officer and any other officers designated by the Chief Executive Officer
(incorporated by reference to Exhibit 10.29 of the Annual Report on Form 10-K, File No. 1-32525, filed on
March 8, 2006).
10.17 Ameriprise Financial 2008 Employment Incentive Equity Award Plan (incorporated by reference to
Exhibit 4.1 to the Registration Statement on Form S-8, File No. 333-156075, filed on December 11, 2008).
10.18* Ameriprise Advisor Group Deferred Compensation Plan, as amended and restated effective January 1,
2010.
10.19* Credit Agreement, dated as of September 30, 2005, among Ameriprise Financial, Inc., the lenders listed
therein, Wells Fargo Bank, National Association, Citibank, N.A., Bank of America, N.A., HSBC Bank USA,
National Association, Wachovia Bank, National Association and Citigroup Global Markets, Inc.
10.20 Capital Support Agreement by and between Ameriprise Financial, Inc. and Ameriprise Certificate Company,
dated as of March 2, 2009 (incorporated by reference to Exhibit 10.19 of the Annual Report on Form 10-K,
File No. 1-32525, filed on March 2, 2009).
12* Ratio of Earnings to Fixed Charges.
13* Portions of the Ameriprise Financial, Inc. 2009 Annual Report to Shareholders, which, except for those
sections incorporated herein by reference, are furnished solely for the information of the SEC and are not
to be deemed ‘‘filed.’’
21* Subsidiaries of Ameriprise Financial, Inc.
23* Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.
24 Powers of attorney (included on Signature Page).
31.1* Certification of James M. Cracchiolo pursuant to Rule 13a-14(a) promulgated under the Securities
Exchange Act of 1934, as amended.
31.2* Certification of Walter S. Berman pursuant to Rule 13a-14(a) promulgated under the Securities Exchange
Act of 1934, as amended.
32* Certification of James M. Cracchiolo and Walter S. Berman pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101* The following materials from Ameriprise Financial, Inc.’s Annual Report on Form 10-K for the year ended
December 31, 2009, formatted in XBRL: (i) Consolidated Statements of Operations for the years ended
December 31, 2009, 2008 and 2007; (ii) Consolidated Balance Sheets at December 31, 2009 and 2008;
(iii) Consolidated Statements of Cash Flows for the years ended December 31, 2009, 2008 and 2007;
(iv) Consolidated Statements of Equity for the years ended December 31, 2009, 2008 and 2007; and
(v) Notes to the Consolidated Financial Statements, tagged as blocks of text.
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