eTrade 2006 Annual Report Download - page 19

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Sale of Unregistered Shares
In August 2006, we issued 847,276 shares of common stock in connection with our acquisition of
Retirement Advisors of America, Inc (“RAA”). No underwriters were involved, and there were no underwriting
discounts or commissions. The securities were issued under the exemption from registration provided under
Section 4(2) of the Securities Act. These shares of common stock were sold by the issuer in a transaction not
involving a public offering. We filed a registration statement on August 7, 2006, which was declared effective
immediately.
Performance Graph
The following performance graph shows the cumulative total return to a holder of the Company’s common
stock, assuming dividend reinvestment, compared with the cumulative total return, assuming dividend
reinvestment, of the Standard & Poor’s (“S&P”) 500 and the S&P Super Cap Diversified Financials during the
period from December 31, 2001 through December 31, 2006.
COMPARISON OF 5 YEAR CUMULATIVE TOTAL RETURN*
Among E*TRADE Financial Corporation, The S & P 500 Index
And The S & P Super Cap Diversified Financials
$0
$50
$100
$150
$200
$250
12/01 12/02 12/03 12/04 12/05 12/06
E*TRADE Financial Corporation
S & P 500
S & P Super Cap Diversified Financials
12/01 12/02 12/03 12/04 12/05 12/06
E*TRADE Financial Corporation 100.00 47.41 123.41 145.85 203.51 218.73
S & P 500 100.00 77.90 100.24 111.15 116.61 135.03
S & P Super Cap Diversified Financials 100.00 81.40 113.27 126.97 138.91 170.85
• $100 invested on 12/31/01 in stock or index-including reinvestment of dividends. Fiscal year ending
December 31.
• Copyright ©2007, Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. All rights reserved.
www.researchdatagroup.com/S&P.htm
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