eTrade 2006 Annual Report Download - page 154

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Exhibit
Number Description
10.53 Second Amended Employment Agreement dated August 27, 2001 by and between the Company and
Christos M. Cotsakos (Incorporated by reference to Exhibit 10.5 of the Company’s Form 10-Q filed
November 6, 2001).
10.54 Employment Agreement dated October 1, 2001 by and between the Company and Jerry Gramaglia
(Incorporated by reference to Exhibit 10.54 of the Company’s Form 10-K filed April 1, 2002).
10.55 Form of Employment Agreement dated October 1, 2001 by and between the Company and Mitchell H.
Caplan, R. (Robert) Jarrett Lilien and Joshua S. Levine, as individuals (Incorporated by reference to
Exhibit 10.55 of the Company’s Form 10-K filed April 1, 2002).
10.56 Employment Agreement dated May 15, 2002 by and between the Company and Christos M. Cotsakos
(Incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed May 10, 2002).
10.57 Separation Agreement dated January 23, 2003 by and between the Company and Christos M. Cotsakos
(Incorporated by reference to Exhibit 10.57 of the Company’s Form 10-K filed March 27, 2003).
10.58 Employment Agreement dated January 23, 2003 by and between the Company and Mitchell H. Caplan.
(Incorporated by reference to Exhibit 10.58 of the Company’s Form 10-K filed March 27, 2003).
10.59 Form of Employment Agreement dated January 21, 2003 by and between the Company and
Mitchell H. Caplan, Arlen W. Gelbard, Joshua S. Levine and R. Jarrett Lilien (Incorporated by
reference to Exhibit 10.59 of the Company’s Form 10-K filed March 27, 2003).
10.60 [redacted] Master Service Agreement and Global Services Schedule, dated April 9, 2003, between
E*TRADE Group, Inc. and ADP Financial Information Services, Inc. (Incorporated by reference to
Exhibit 10.1 of the Company’s Form 10-Q filed August 8, 2003).
10.61 E*TRADE FINANCIAL Sweep Deposit Account Brokerage and Servicing Agreement, dated
September 12, 2003, by and between E*TRADE Bank and E*TRADE Clearing LLC. (Incorporated by
reference to Exhibit 10.1 of the Company’s Form 10-Q filed November 7, 2003).
10.62 Stock Purchase Agreement, dated as of November 25, 2003, between Deutsche Bank AG, a German
Corporation and E*TRADE Bank, a federal savings bank under the laws of United States (Incorporated
by reference to Exhibit 99.1 of the Company’s Form 8-K filed January 7, 2003).
10.63 Settlement Agreement dated as of December 10, 2003, between E*TRADE Financial Corporation and
its subsidiaries and affiliates and Christos M. Cotsakos (Incorporated by reference to Exhibit 10.63 of
the Company’s Form 10-K filed March 11, 2004).
10.64 Form of Employment dated September 1, 2004, by and between the Company and each of Mitchell H.
Caplan, R. Jarret Lilien, Arlen W. Gelbard, Louis Klobuchar, Joshua Levine, Robert J. Simmons and
Russell S. Elmer (Incorporated by reference to Exhibit 10.64 of the Company’s Form 10-Q filed
November 5, 2004).
10.65 Code of Conduct (Incorporated by reference to Exhibit 10.65 of the Company’s Form 10-Q filed
November 5, 2004).
10.66 Remarketing Agreement dated November 22, 2005 among E*TRADE and Morgan Stanley & Co.
Incorporated and The Bank of New York. (Incorporated by reference to Exhibit 10.66 of the
Company’s Form 10-K filed March 1, 2006)
10.67 2005 Equity Incentive Plan and Forms of Award Agreements (incorporated by reference to Exhibit
10.66 to the Company’s Current Report on Form 8-K filed on May 31, 2005).
10.68 Executive Bonus Plan (incorporated by reference to Exhibit 10.67 to the Company’s Current Report on
Form 8-K filed on May 31, 2005).
10.69 Credit Agreement dated September 19, 2005 between the Company and JP Morgan Chase Bank, N.A.
as Administrative Agent (incorporated by reference as exhibit 10.01 in 10-Q filed November 1, 2005).
*12.1 Statement of Earnings to Fixed Charges.
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