eTrade 2006 Annual Report Download - page 150

Download and view the complete annual report

Please find page 150 of the 2006 eTrade annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 163

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156
  • 157
  • 158
  • 159
  • 160
  • 161
  • 162
  • 163

Exhibit
Number Description
4.7 Indenture dated June 8, 2004 between E*TRADE Financial Corporation and the Trustee (Incorporated
by reference to Exhibit 4 of the Company’s Form 10-Q filed August 5, 2004).
4.8 Registration Rights Agreement dated as of June 8, 2004 between E*TRADE Financial Corporation and
Morgan Stanley & Co. Incorporated, Credit Suisse First Boston LLC, Deutsche Bank Securities Inc.
and Sandler O’Neill & Partners, L.P., as Initial Purchasers (Incorporated by reference to Exhibit I of
the Company’s Form S-4 filed July 1, 2004).
4.9 Purchase Contract and Pledge Agreement dated November 22, 2005 between E*TRADE Financial
Corporation and The Bank of New York (Incorporated by reference to Exhibit 4 of the Company’s
Form 10-K filed March 1, 2006)
4.10 Form of Corporate Unit (included in Exhibit 4.9—Purchase Contract and Pledge Agreement)
(Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed March 1, 2006)
4.11 Form of Treasury Unit (included in Exhibit 4.9—Purchase Contract and Pledge Agreement)
(Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed March 1, 2006)
4.12 Subordinated Indenture dated November 22, 2005 between E*TRADE Financial Corporation and The
Bank of New York (Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed
March 1, 2006)
4.13 Supplemental Indenture No. 1 dated November 22, 2005 to the Subordinated Indenture between
E*TRADE Financial Corporation and The Bank of New York (Incorporated by reference to Exhibit 4
of the Company’s Form 10-K filed March 1, 2006)
4.14 Form of Subordinated Note (included in Exhibit 4.13—Supplemental Indenture No. 1 to the
Subordinated Indenture) (Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed
March 1, 2006)
4.15 Indenture dated November 22, 2005 between E*TRADE Financial Corporation and The Bank of New
York (Incorporated by reference to Exhibit 4 of the Company’s Form 10-K filed March 1, 2006)
4.16 Form of Senior Note (included in Exhibit 4.15—Indenture dated November 22, 2005) (Incorporated by
reference to Exhibit 4 of the Company’s Form 10-K filed March 1, 2006)
4.17 First Supplemental Indenture dated September 19, 2005 by and between the Company and the Bank of
New York, as Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q filed
November 1, 2005).
4.18 Indenture dated September 19, 2005 by and between the Company and the Bank of New York, as
Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q filed November 1,
2005).
4.19 Registration Rights Agreement dated as of September 19, 2005, among E*TRADE Financial
Corporation and J.P. Morgan Securities Inc. and Morgan Stanley & Co. Incorporated, as Initial
Purchasers, relating to the Company’s 8% Senior Notes due 2011 (Incorporated by reference to Exhibit
4.1 of the Company’s Form 10-Q filed November 1, 2005).
4.20 Registration Rights Agreement dated as of September 19, 2005, among E*TRADE Financial
Corporation and J.P. Morgan Securities Inc. and Morgan Stanley & Co. Incorporated, as Initial
Purchasers, relating to the Company’s 7
3
⁄
8
% Senior Notes due 2011 (Incorporated by reference to
Exhibit 4.1 of the Company’s Form 10-Q filed November 1, 2005).
4.21 Supplemental Indenture dated November 10, 2005, between E*TRADE Financial Corporation and the
Bank of New York, as Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s Current
Report on Form 8-K filed November 15, 2005).
4.22 Registration Rights Agreement dated November 10, 2005, between E*TRADE Financial Corporation
and J.P. Morgan Securities Inc. and Morgan Stanley & Co., relating to the Company’s 7 3/8% Senior
Notes Due 2013 (Incorporated by reference to Exhibit 4.2 of the Company’s Current Report on Form
8-K filed November 15, 2005).
4.23 Common Stock Underwriting Agreement among E*TRADE Financial Corporation and Morgan
Stanley & Co. Incorporated and J.P. Morgan Securities Inc., as representatives of the underwriters
147