eTrade 2004 Annual Report Download - page 139

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Table of Contents
Index to Financial Statements
ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL
DISCLOSURE
Not applicable.
ITEM 9A. CONTROLS AND PROCEDURES
ITEM 9B. OTHER INFORMATION
(a) Our Chief Executive Officer and our Chief Financial Officer, after evaluating the effectiveness of the Company’s “disclosure
controls and procedures” (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934 as amended) at
December 31, 2004, have concluded that our disclosure controls and procedures are effective and are designed to ensure that the
information the Company is required to disclose is recorded, processed, summarized and reported within the necessary time periods.
(b) Our Chief Executive Officer and Chief Financial Officer have evaluated the changes to the Company’s internal control over
financial reporting that occurred during our fiscal year ended December 31, 2004, as required by paragraph (d) Rules 13a-15 and
15d-
15 under the Securities Exchange Act of 1934, as amended, and have concluded that there were no such changes that materially
affected or are reasonably likely to materially affect the Company
’
s internal control over financial reporting.
Not applicable.
PART III
The Company’s Proxy Statement for its Annual Meeting of Shareholders, to be held May 26, 2005 which, when filed pursuant to
Regulation 14A under the Securities Exchange Act of 1934, will be incorporated by reference in this Annual Report on Form 10-K pursuant to
General Instruction G(3) of Form 10-K, provides the information required under Part III (Items 10, 11, 12, 13 and 14).
PART IV
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)
The following documents are filed as part of this report:
Consolidated Financial Statements and Financial Statement Schedules
Consolidated Financial Statement Schedules have been omitted because the required information is not present, or not present in
amounts, sufficient to require submission of the schedules or because the required information is provided in the Consolidated Financial
Statements or Notes thereto.
129