SanDisk 2013 Annual Report Download - page 67

otherwise indicated and subject to applicable community property laws, the persons named in the following
tables have sole voting and investment power with respect to all shares of Common Stock.
Beneficial Ownership
Number of Shares
Number of Exercisable on or
Shares Owned within 60 days after Total Beneficial Percentage
Name or Group of Beneficial Owners Outright March 3, 2014(1) Shares Owned
Judy Bruner(2) ........................ 45,875 112,425 158,300 *
Irwin Federman ....................... 43,274 6,250 49,524 *
Steven J. Gomo ....................... 6,021 25,000 31,021 *
Eddy W. Hartenstein .................... 23,708 12,500 36,208 *
Dr. Chenming Hu ..................... 1,750 25,000 26,750 *
Catherine P. Lego(3) .................... 245,240 35,000 280,240 *
Michael E. Marks(4) .................... 25,828 25,000 50,828 *
Sanjay Mehrotra(5) ..................... 48,807 172,250 221,057 *
D. Scott Mercer ....................... — — — *
Sumit Sadana ........................ 4,617 15,457 20,074 *
Dr. Siva Sivaram ...................... 4,796 — 4,796 *
Eric S. Whitaker ...................... 5,441 7,812 13,253 *
All current directors and executive officers as a
group (13 persons)(6) .................. 459,899 439,695 899,594 *
*Less than 1% of the outstanding Common Stock.
(1) Consists of shares subject to outstanding options granted to the Directors or executive officers that were
exercisable on or within 60 days after March 3, 2014. Some of the shares subject to those options granted to the
Directors are currently unvested and would be subject to a repurchase right of the Company that lapses over
time, if such options were exercised.
(2) Includes 45,875 shares held in the name of a trust for the benefit of Ms. Bruner and her spouse.
(3) Includes 242,254 shares held in the name of a trust of which Ms. Lego is the trustee.
(4) Includes 20,000 shares held by limited liability companies controlled by Mr. Marks.
(5) Includes 48,807 shares held in the name of a trust for the benefit of Mr. Mehrotra and his spouse.
(6) Includes 439,695 shares subject to outstanding options granted to the Directors or executive officers that were
exercisable on or within 60 days after March 3, 2014.
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Proxy Statement