SanDisk 2013 Annual Report Download - page 62

Outstanding Equity Awards at Fiscal 2013 Year-End
The following table presents information regarding the outstanding share-based awards held by each
Named Executive Officer as of December 29, 2013, including the vesting dates for the portions of these
awards that had not vested as of that date. Additional information regarding these awards is presented in
the footnotes below and in the table below under ‘‘Option Exercises and Stock Vested in Fiscal Year 2013.’’
Option Awards(1) Stock Awards(2)
Number of Number of Number of Market Value
Securities Securities Shares or of Shares or
Underlying Underlying Units of Units of
Unexercised Unexercised Option Option Stock That Stock That
Option Options (#) Options (#) Exercise Expiration Stock Award Have Not Have Not
Name Grant Date Exercisable Unexercisable Price ($) Date Grant Date Vested (#) Vested ($)(3)
(a) (b) (c) (d) (e) (f) (g) (h) (i)
Sanjay Mehrotra .... 3/5/2009 71,000 — 8.16 3/4/2016
2/24/2010 112,500 7,500(4) 28.23 2/23/2017
1/3/2011 77,500 84,375(5) 51.24 1/2/2018
2/22/2011 — 18,750(6) 48.85 2/21/2018
2/17/2012 — 84,375(7) 47.79 2/16/2019
2/15/2013 — 187,500(8) 51.71 2/14/2020
2/24/2010 6,667(12) 468,290
1/3/2011 30,000(13) 2,107,200
2/22/2011 6,667(14) 468,290
2/17/2012 37,500(15) 2,634,000
2/15/2013 62,500(16) 4,390,000
Totals .......... 261,000 382,500 143,334 10,067,780
Judy Bruner ...... 2/24/2010 56,250 3,750(4) 28.23 2/23/2017
2/22/2011 40,837 18,563(6) 48.85 2/21/2018
2/17/2012 21,656 27,844(7) 47.79 2/16/2019
2/15/2013 — 52,500(8) 51.71 2/14/2020
2/24/2010 3,334(12) 234,180
2/22/2011 6,600(14) 463,584
2/17/2012 12,375(15) 869,220
2/15/2013 17,500(16) 1,229,200
Totals .......... 118,743 102,657 39,809 2,796,184
Sumit Sadana ...... 4/9/2010 2,500 5,000(9) 36.03 4/8/2017
2/22/2011 2,475 6,188(6) 48.85 2/21/2018
2/17/2012 4,688 21,094(7) 47.79 2/16/2019
2/15/2013 — 37,500(8) 51.71 2/14/2020
4/30/2010 3,334(18) 234,180
2/22/2011 2,200(14) 154,528
2/17/2012 9,375(15) 658,500
9/13/2012 18,750(19) 1,317,000
2/15/2013 12,500(16) 878,000
Totals .......... 9,663 69,782 46,159 3,242,208
Dr. Siva Sivaram .... 6/28/2013 — 25,000(10) 61.10 6/27/2020
6/28/2013 30,000(20) 2,107,200
Totals .......... — 25,000 30,000 2,107,200
Eric S. Whitaker .... 1/11/2013 — 25,000(11) 46.53 1/20/2020
1/11/2013 30,000(17) 2,107,200
Totals .......... — 25,000 30,000 2,107,200
(1) Each stock option reported in the table above with a grant date on or after June 13, 2013 was granted under, and is subject to,
the 2013 Plan. The stock option expiration date shown in column (f) above is the latest date that the stock options may be
exercised; however, the stock options may terminate earlier in certain circumstances described below. For each Named
Executive Officer, the unexercisable stock options shown in column (d) above are unvested and will generally terminate if the
Named Executive Officer’s employment terminates.
The exercisable stock options shown in column (c) above, and any unexercisable stock options shown in column (d) above that
subsequently become exercisable, will generally expire earlier than the normal expiration date upon the termination of the
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