Morgan Stanley 2015 Annual Report Download - page 6

Available Information.
The Company files annual, quarterly and current reports, proxy statements and other information with the U.S. Securities and
Exchange Commission (the “SEC”). You may read and copy any document the Company files with the SEC at the SEC’s
public reference room at 100 F Street, NE, Washington, DC 20549. Please call the SEC at 1-800-SEC-0330 for information
on the public reference room. The SEC maintains an internet site that contains annual, quarterly and current reports, proxy
and information statements and other information that issuers (including the Company) file electronically with the SEC. The
Company’s electronic SEC filings are available to the public at the SEC’s internet site, www.sec.gov.
The Company’s internet site is www.morganstanley.com. You can access the Company’s Investor Relations webpage at
www.morganstanley.com/about-us-ir. The Company makes available free of charge, on or through its Investor Relations
webpage, its proxy statements, Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on
Form 8-K and any amendments to those reports filed or furnished pursuant to the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), as soon as reasonably practicable after such material is electronically filed with, or furnished
to, the SEC. The Company also makes available, through its Investor Relations webpage, via a link to the SEC’s internet site,
statements of beneficial ownership of the Company’s equity securities filed by its directors, officers, 10% or greater
shareholders and others under Section 16 of the Exchange Act.
You can access information about the Company’s corporate governance at www.morganstanley.com/about-us-governance.
The Company’s Corporate Governance webpage includes:
• Amended and Restated Certificate of Incorporation;
• Amended and Restated Bylaws;
• Charters for its Audit Committee, Compensation, Management Development and Succession Committee,
Nominating and Governance Committee, Operations and Technology Committee, and Risk Committee;
• Corporate Governance Policies;
• Policy Regarding Communication with the Board of Directors;
• Policy Regarding Director Candidates Recommended by Shareholders;
• Policy Regarding Corporate Political Activities;
• Policy Regarding Shareholder Rights Plan;
• Equity Ownership Commitment;
• Code of Ethics and Business Conduct;
• Code of Conduct; and
• Integrity Hotline information.
Morgan Stanley’s Code of Ethics and Business Conduct applies to all directors, officers and employees, including its Chief
Executive Officer, Chief Financial Officer and Deputy Chief Financial Officer. The Company will post any amendments to
the Code of Ethics and Business Conduct and any waivers that are required to be disclosed by the rules of either the SEC or
the New York Stock Exchange LLC (“NYSE”) on its internet site. You can request a copy of these documents, excluding
exhibits, at no cost, by contacting Investor Relations, 1585 Broadway, New York, NY 10036 (212-761-4000). The
information on the Company’s internet site is not incorporated by reference into this report.
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