Morgan Stanley 2015 Annual Report Download - page 278

Exhibit
No. Description
10.33† Morgan Stanley UK Limited Alternative Retirement Plan, dated as of October 8, 2009 (Exhibit 10.2 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.34† Form of Award Certificate for Discretionary Retention Awards of Stock Options (Exhibit 10.5 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.35† Form of Award Certificate for Long-Term Incentive Program Awards (Exhibit 10.6 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.36† Agreement between Morgan Stanley and Colm Kelleher, dated January 5, 2015 (Exhibit 10.1 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2015).
10.37† Description of Operating Committee Medical Coverage (Exhibit 10.2 to Morgan Stanley’s Quarterly Report
on Form 10-Q for the quarter ended March 31, 2015).
10.38†* Form of Award Certificate for Discretionary Retention Awards of Stock Units.
10.39†* Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley Compensation
Incentive Plan.
10.40†* Form of Award Certificate for Long-Term Incentive Program Awards.
10.41†* Agreement between Morgan Stanley and Gregory J. Fleming, dated January 22, 2016.
12* Statement Re: Computation of Ratio of Earnings to Fixed Charges and Computation of Ratio of Earnings to
Fixed Charges and Preferred Stock Dividends.
21* Subsidiaries of Morgan Stanley.
23.1* Consent of Deloitte & Touche LLP.
24 Powers of Attorney (included on signature page).
31.1* Rule 13a-14(a) Certification of Chief Executive Officer.
31.2* Rule 13a-14(a) Certification of Chief Financial Officer.
32.1** Section 1350 Certification of Chief Executive Officer.
32.2** Section 1350 Certification of Chief Financial Officer.
101 Interactive data files pursuant to Rule 405 of Regulation S-T: (i) the Consolidated Statements of Income—
Twelve Months Ended December 31, 2015, December 31, 2014 and December 31, 2013, (ii) the Consolidated
Statements of Comprehensive Income—Twelve Months Ended December 31, 2015, December 31, 2014 and
December 31, 2013, (iii) the Consolidated Statements of Financial Condition—December 31, 2015 and
December 31, 2014, (iv) the Consolidated Statements of Changes in Total Equity—Twelve Months Ended
December 31, 2015, December 31, 2014 and December 31, 2013, (v) the Consolidated Statements of Cash
Flows—Twelve Months Ended December 31, 2015, December 31, 2014 and December 31, 2013, and (vi)
Notes to Consolidated Financial Statements.
* Filed herewith.
** Furnished herewith.
† Management contract or compensatory plan or arrangement required to be filed as an exhibit to this Form 10-K pursuant
to Item 15(b).
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