Morgan Stanley 2015 Annual Report Download - page 268

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Part III
Item 10. Directors, Executive Officers and Corporate Governance.
Information relating to the Company’s directors and nominees in the Company’s definitive proxy statement for its 2016
annual meeting of shareholders (“Morgan Stanley’s Proxy Statement”) is incorporated by reference herein.
Information relating to the Company’s executive officers is contained in Part I, Item 1 of this report under “Executive
Officers of Morgan Stanley.”
Morgan Stanley’s Code of Ethics and Business Conduct applies to all directors, officers and employees, including its Chief
Executive Officer, Chief Financial Officer and Deputy Chief Financial Officer. You can find our Code of Ethics and
Business Conduct on our internet site, www.morganstanley.com/about-us-governance/ethics.html. We will post any
amendments to the Code of Ethics and Business Conduct, and any waivers that are required to be disclosed by the rules of
either the Securities and Exchange Commission or the New York Stock Exchange, on our internet site.
Item 11. Executive Compensation.
Information relating to director and executive officer compensation in Morgan Stanley’s Proxy Statement is incorporated by
reference herein.
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related
Stockholder Matters.
Information relating to equity compensation plans and security ownership of certain beneficial owners and management in
Morgan Stanley’s Proxy Statement is incorporated by reference herein.
Item 13. Certain Relationships and Related Transactions, and Director Independence.
Information regarding certain relationships and related transactions in Morgan Stanley’s Proxy Statement is incorporated by
reference herein.
Information regarding director independence in Morgan Stanley’s Proxy Statement is incorporated by reference herein.
Item 14. Principal Accounting Fees and Services.
Information regarding principal accounting fees and services in Morgan Stanley’s Proxy Statement is incorporated by
reference herein.
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