Morgan Stanley 2015 Annual Report Download - page 275

Exhibit
No. Description
4.20 Depositary Receipt for Depositary Shares, representing Fixed-to-Floating Rate Non-Cumulative Preferred
Stock, Series H (included in Exhibit 4.19 hereto).
4.21 Form of Deposit Agreement among Morgan Stanley, The Bank of New York Mellon and the holders from
time to time of the depositary receipts representing interests in the Series I Preferred stock described therein
(Exhibit 2.4 to Morgan Stanley’s Registration Statement on Form 8-A dated September 17, 2014).
4.22 Depositary Receipt for Depositary Shares, representing Fixed-to-Floating Rate Non-Cumulative Preferred
Stock, Series I (included in Exhibit 4.21 hereto).
4.23 Form of Deposit Agreement among Morgan Stanley, The Bank of New York Mellon and the holders from
time to time of the depositary receipts representing interests in the Series J Preferred Stock described therein
(Exhibit 4.3 to Morgan Stanley’s Current Report on Form 8-K dated March 18, 2015).
4.24 Depositary Receipt for Depositary Shares, representing Fixed-to-Floating Rate Non-Cumulative Preferred
Stock, Series J (included in Exhibit 4.23 hereto).
4.25 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust III dated as of February 27, 2003
among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware trustee, and the administrators named therein (Exhibit 4 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended February 28, 2003).
4.26 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust IV dated as of April 21, 2003
among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware Trustee and the administrators named therein (Exhibit 4 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended May 31, 2003).
4.27 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust V dated as of July 16, 2003 among
Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware trustee and the administrators named therein (Exhibit 4 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended August 31, 2003).
4.28 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust VIII dated as of April 26, 2007
among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware trustee and the administrators named therein (Exhibit 4.3 to Morgan Stanley’s
Current Report on Form 8-K dated April 26, 2007).
4.29 Instruments defining the Rights of Security Holders, Including Indentures—Except as set forth in Exhibits 4.1
through 4.18 above, the instruments defining the rights of holders of long-term debt securities of Morgan
Stanley and its subsidiaries are omitted pursuant to Section (b)(4)(iii) of Item 601 of Regulation S-K. Morgan
Stanley hereby agrees to furnish copies of these instruments to the SEC upon request.
10.1 Amended and Restated Trust Agreement dated as of October 18, 2011 by and between Morgan Stanley and
State Street Bank and Trust Company (Exhibit 10.1 to Morgan Stanley’s Annual Report on Form 10-K for the
year ended December 31, 2011).
10.2 Transaction Agreement dated as of April 21, 2011 between Morgan Stanley and Mitsubishi UFJ Financial
Group, Inc. (Exhibit 10.1 to Morgan Stanley’s Current Report on Form 8-K dated April 21, 2011).
10.3 Amended and Restated Investor Agreement dated as of June 30, 2011 by and between Morgan Stanley and
Mitsubishi UFJ Financial Group, Inc. (Exhibit 10.1 to Morgan Stanley’s Current Report on Form 8-K dated
June 30, 2011), as amended by Third Amendment, dated October 3, 2013 (Exhibit 10.1 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2013).
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