Morgan Stanley 2014 Annual Report Download - page 327

Exhibit
No. Description
10.39† Morgan Stanley UK Limited Alternative Retirement Plan, dated as of October 8, 2009 (Exhibit 10.2
to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.40† Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley
Compensation Incentive Plan (Exhibit 10.3 to Morgan Stanley’s Quarterly Report on Form 10-Q for
the quarter ended March 31, 2013).
10.41† Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley
Compensation Incentive Plan (Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q for
the quarter ended March 31, 2014).
10.42† Form of Award Certificate for Discretionary Retention Awards of Stock Units (Exhibit 10.4 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.43† Form of Award Certificate for Discretionary Retention Awards of Stock Units (Exhibit 10.2 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2014).
10.44† Form of Award Certificate for Discretionary Retention Awards of Stock Options (Exhibit 10.5 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.45† Form of Award Certificate for Long-Term Incentive Program Awards (Exhibit 10.6 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2013).
10.46† Form of Award Certificate for Long-Term Incentive Program Awards (Exhibit 10.3 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2014).
12* Statement Re: Computation of Ratio of Earnings to Fixed Charges and Computation of Ratio of
Earnings to Fixed Charges and Preferred Stock Dividends.
21* Subsidiaries of Morgan Stanley.
23.1* Consent of Deloitte & Touche LLP.
24 Powers of Attorney (included on signature page).
31.1* Rule 13a-14(a) Certification of Chief Executive Officer.
31.2* Rule 13a-14(a) Certification of Chief Financial Officer.
32.1** Section 1350 Certification of Chief Executive Officer.
32.2** Section 1350 Certification of Chief Financial Officer.
101 Interactive data files pursuant to Rule 405 of Regulation S-T: (i) the Consolidated Statements of
Financial Condition—December 31, 2014 and December 31, 2013, (ii) the Consolidated Statements
of Income—Twelve Months Ended December 31, 2014, December 31, 2013 and December 31, 2012,
(iii) the Consolidated Statements of Comprehensive Income—Twelve Months Ended December 31,
2014, December 31, 2013 and December 31, 2012, (iv) the Consolidated Statements of Cash Flows—
Twelve Months Ended December 31, 2014, December 31, 2013 and December 31, 2012, (v) the
Consolidated Statements of Changes in Total Equity—Twelve Months Ended December 31, 2014,
December 31, 2013, and December 31, 2012, and (vi) Notes to Consolidated Financial Statements.
* Filed herewith.
** Furnished herewith.
† Management contract or compensatory plan or arrangement required to be filed as an exhibit to this
Form 10-K pursuant to Item 15(b).
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