Morgan Stanley 2014 Annual Report Download - page 326

Exhibit
No. Description
10.21† Agreement between Morgan Stanley and James P. Gorman, dated August 16, 2005, and amendment
dated December 17, 2008 (Exhibit 10.2 to Morgan Stanley’s Quarterly Report on Form 10-Q for the
quarter ended March 31, 2010), as amended by Amendment (Exhibit 10.25 to Morgan Stanley’s
Annual Report on Form 10-K for the year ended December 31 2013).
10.22† Agreement between Morgan Stanley and Gregory J. Fleming, dated February 3, 2010 (Exhibit 10.5 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011).
10.23† Form of Restrictive Covenant Agreement (Exhibit 10 to Morgan Stanley’s Current Report on
Form 8-K dated November 22, 2005).
10.24† Morgan Stanley Performance Formula and Provisions (Exhibit 10.2 to Morgan Stanley’s Current
Report on Form 8-K dated May 14, 2013).
10.25† 2007 Equity Incentive Compensation Plan, as amended and restated as of March 21, 2013
(Exhibit 10.1 to Morgan Stanley’s Current Report on Form 8-K dated May 14, 2013).
10.26† Morgan Stanley 2006 Notional Leveraged Co-Investment Plan, as amended and restated as of
November 28, 2008 (Exhibit 10.47 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal
year ended November 30, 2008).
10.27† Form of Award Certificate under the 2006 Notional Leveraged Co-Investment Plan (Exhibit 10.7 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 29, 2008).
10.28† Morgan Stanley 2007 Notional Leveraged Co-Investment Plan, amended as of June 4, 2009
(Exhibit 10.6 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended June 30,
2009).
10.29† Form of Award Certificate under the 2007 Notional Leveraged Co-Investment Plan for Certain
Management Committee Members (Exhibit 10.8 to Morgan Stanley’s Quarterly Report on Form 10-Q
for the quarter ended February 29, 2008).
10.30† Morgan Stanley Compensation Incentive Plan (Exhibit 10.54 to Morgan Stanley’s Annual Report on
Form 10-K for the fiscal year ended November 30, 2008).
10.31† Morgan Stanley 2009 Replacement Equity Incentive Compensation Plan for Morgan Stanley Smith Barney
Employees (Exhibit 4.2 to Morgan Stanley’s Registration Statement on Form S-8 (No. 333-159504)).
10.32† Form of Award Certificate for Special Discretionary Retention Awards of Stock Options
(Exhibit 10.4 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31,
2011).
10.33† Morgan Stanley Schedule of Non-Employee Directors Annual Compensation, effective as of
August 1, 2014 (Exhibit 10.2 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended
September 30, 2014).
10.34† Form of Award Certificate for Discretionary Retention Awards of Stock Units (Exhibit 10.1 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2012).
10.35† Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley
Compensation Incentive Plan Deferred Bonus Program (Exhibit 10.2 to Morgan Stanley’s Quarterly
Report on Form 10-Q for the quarter ended March 31, 2012).
10.36† Form of Award Certificate for Performance Stock Units (Exhibit 10.3 to Morgan Stanley’s Quarterly
Report on Form 10-Q for the quarter ended March 31, 2012).
10.37† Memorandum to Colm Kelleher Regarding Repatriation to London (Exhibit 10.4 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2012).
10.38† Morgan Stanley U.S. Tax Equalization Program (Exhibit 10.5 to Morgan Stanley’s Quarterly Report
on Form 10-Q for the quarter ended March 31, 2012).
E-5