Morgan Stanley 2014 Annual Report Download - page 325

Exhibit
No. Description
10.8† Select Employees’ Capital Accumulation Program as amended and restated as of May 7, 2008
(Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended May 31,
2008).
10.9† Form of Term Sheet under the Select Employees’ Capital Accumulation Program (Exhibit 10.9 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 29, 2008).
10.10† Employees’ Equity Accumulation Plan as amended and restated as of November 26, 2007
(Exhibit 10.12 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended
November 30, 2007).
10.11† Employee Stock Purchase Plan as amended and restated as of February 1, 2009 (Exhibit 10.20 to
Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November 30, 2008).
10.12† Morgan Stanley Supplemental Executive Retirement and Excess Plan, amended and restated effective
December 31, 2008 (Exhibit 10.2 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter
ended March 31, 2009) as amended by Amendment (Exhibit 10.5 to Morgan Stanley’s Quarterly Report on
Form 10-Q for the quarter ended June 30, 2009), Amendment (Exhibit 10.19 to Morgan Stanley’s Annual
Report on Form 10-K for the year ended December 31, 2010), Amendment (Exhibit 10.3 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2011) and Amendment
(Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended September 30,
2014).
10.13† 1995 Equity Incentive Compensation Plan (Annex A to MSG’s Proxy Statement for its 1996 Annual
Meeting of Stockholders) as amended by Amendment (Exhibit 10.39 to Morgan Stanley’s Annual
Report on Form 10-K for the fiscal year ended November 30, 2000), Amendment (Exhibit 10.5 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended August 31, 2005),
Amendment (Exhibit 10.3 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended
February 28, 2006), Amendment (Exhibit 10.24 to Morgan Stanley’s Annual Report on Form 10-K
for the fiscal year ended November 30, 2006) and Amendment (Exhibit 10.22 to Morgan Stanley’s
Annual Report on Form 10-K for the fiscal year ended November 30, 2007).
10.14† Form of Management Committee Equity Award Certificate for Discretionary Retention Award of
Stock Units and Stock Options (Exhibit 10.30 to Morgan Stanley’s Annual Report on Form 10-K for
the fiscal year ended November 30, 2006).
10.15† Form of Deferred Compensation Agreement under the Pre-Tax Incentive Program 2 (Exhibit 10.12 to
MSG’s Annual Report for the fiscal year ended November 30, 1996).
10.16† Key Employee Private Equity Recognition Plan (Exhibit 10.43 to Morgan Stanley’s Annual Report on
Form 10-K for the fiscal year ended November 30, 2000).
10.17† Morgan Stanley Financial Advisor and Investment Representative Compensation Plan as amended
and restated as of November 26, 2007 (Exhibit 10.34 to Morgan Stanley’s Annual Report on
Form 10-K for the fiscal year ended November 30, 2007).
10.18† Morgan Stanley UK Share Ownership Plan (Exhibit 4.1 to Morgan Stanley’s Registration Statement
on Form S-8 (No. 333-146954)).
10.19† Supplementary Deed of Participation for the Morgan Stanley UK Share Ownership Plan, dated as of
November 5, 2009 (Exhibit 10.36 to Morgan Stanley’s Annual Report on Form 10-K for the year
ended December 31, 2009).
10.20† Aircraft Time Sharing Agreement, dated as of January 1, 2010, by and between Corporate
Services Support Corp. and James P. Gorman (Exhibit 10.1 to Morgan Stanley’s Quarterly Report on
Form 10-Q for the quarter ended March 31, 2010).
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