Morgan Stanley 2014 Annual Report Download - page 317

Item 12. Security Ownership of Certain Beneficial Owners and Management and
Related Stockholder Matters.
Information relating to equity compensation plans and security ownership of certain beneficial owners and
management is set forth under the captions “Item 4—Company Proposal to Amend the 2007 Equity Incentive
Compensation Plan to Increase Shares Available for Grant—Equity Compensation Plan Information” and
“Beneficial Ownership of Company Common Stock” in Morgan Stanley’s Proxy Statement and such information
is incorporated by reference herein.
Item 13. Certain Relationships and Related Transactions, and Director Independence.
Information regarding certain relationships and related transactions under the following caption in Morgan
Stanley’s Proxy Statement is incorporated by reference herein.
• “Corporate Governance—Related Person Transactions Policy”
• “Corporate Governance—Certain Transactions”
Information regarding director independence under the following caption in Morgan Stanley’s Proxy Statement
is incorporated by reference herein.
• “Corporate Governance—Director Independence”
Item 14. Principal Accountant Fees and Services.
Information regarding principal accountant fees and services under the following caption in Morgan Stanley’s
Proxy Statement is incorporated by reference herein.
• “Item 2—Ratification of Appointment of Morgan Stanley’s Independent Auditor” (excluding the
information under the subheading “Audit Committee Report”)
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