INTL FCStone 2013 Annual Report Download - page 79

Download and view the complete annual report

Please find page 79 of the 2013 INTL FCStone annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 152

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152

INTLFCSTONEINC.Form10K58
PART II
ITEM 8Financial Statements and Supplementary Data
Consolidated Balance Sheets
(in millions, except par value and share amounts)
September 30, 2013 September 30, 2012
(As Restated)
ASSETS
Cash and cash equivalents $ 156.1 $ 236.3
Cash, securities and other assets segregated under federal and other regulations (including
$107.6 and $72.8 at fair value at September 30, 2013 and September 30, 2012 respectively) 449.4 357.5
Deposits with and receivables from:
Exchange-clearing organizations (including $1,371.7 and $1,510.0 at fair value at
September 30, 2013 and September 30, 2012, respectively) 1,576.6 1,619.8
Broker-dealers, clearing organizations and counterparties (including $(13.1) and $(0.7) at
fair value at September 30, 2013 and September 30, 2012, respectively) 168.3 116.8
Receivable from customers, net 93.3 68.9
Notes receivable, net 37.4 104.0
Income taxes receivable 15.5 15.5
Financial instruments owned, at fair value 158.5 171.7
Physical commodities inventory 59.0 131.6
Deferred income taxes, net 25.5 21.9
Property and equipment, net 17.5 18.9
Goodwill and intangible assets, net 59.1 55.8
Other assets 31.8 34.3
TOTAL ASSETS $ 2,848.0 $ 2,953.0
LIABILITIES AND EQUITY
Liabilities:
Accounts payable and other accrued liabilities (including $9.6 and $14.8 at fair value at
September 30, 2013 and September 30, 2012) $ 114.0 $ 127.0
Payable to:
Customers 2,091.8 2,072.3
Broker-dealers, clearing organizations and counterparties 17.0 39.4
Lenders under loans 61.0 218.2
Senior unsecured notes 45.5 —
Income taxes payable 3.4 5.5
Financial instruments sold, not yet purchased, at fair value 179.9 175.4
Deferred income taxes — 2.0
TOTAL LIABILITIES $ 2,512.6 $ 2,639.8
Commitments and contingencies (Note 12)
Stockholders’ equity:
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding — —
Common stock, $0.01 par value. Authorized 30,000,000 shares; 19,638,330 issued and
19,209,157 outstanding at September 30, 2013 and 19,214,219 issued and 18,984,951
outstanding at September 30, 2012 0.2 0.2
Common stock in treasury, at cost - 429,173 shares at September 30, 2013 and 229,064
shares at September 30, 2012 (7.8) (4.1)
Additional paid-in capital 224.0 213.2
Retained earnings 125.4 106.1
Accumulated other comprehensive loss, net (6.4) (2.2)
Total stockholders’ equity 335.4 313.2
TOTAL LIABILITIES AND STOCKHOLDERS’ EQUITY $ 2,848.0 $ 2,953.0
See accompanying notes to consolidated financial statements.