INTL FCStone 2013 Annual Report Download - page 139

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INTLFCSTONEINC.Form10K118
PART IV
ITEM15Exhibits
PART IV
ITEM15 Exhibits
3.1 Amended and Restated Certicate of Incorporation (incorporated by reference from the Company’s Form 8-K led with the SEC
on October 9, 2009).
3.2 Amended and Restated By-laws (incorporated by reference from the Company’s Quarterly Report on Form 10-Q led with the
SEC on August 14, 2007).
4.1 International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the Company’s Proxy
Statement on Schedule 14A led on January 14, 2003).
4.2 Amendment to International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the Company’s
Proxy Statement on Form 14A led with the SEC on February 11, 2004).
4.3 Amendment to International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the Company’s
Proxy Statement on Form 14A led with the SEC on January 23, 2006).
4.4 FCStone Group, Inc. 2006 Equity Incentive Plan (incorporated by reference from the Registration Statement on Form S-8 led by
FCStone Group, Inc. with the SEC on June 12, 2006).
10.1 Employment Agreement, dated October 22, 2002, by and between the Company and Sean O’Connor (incorporated by reference
from the Company’s Form 8-K led with the SEC on October 24, 2002).
10.2 Employment Agreement, dated October 22, 2002, by and between the Company and Scott Branch (incorporated by reference
from the Company’s Form 8-K led with the SEC on October 24, 2002).
10.3 Registration Rights Agreement, dated October 22, 2002, by and between the Company, and Sean O’Connor (incorporated by
reference from the Company’s Form 8-K led with the SEC on October 24, 2002).
10.4 First Amendment to Registration Rights Agreement, dated December 6, 2002, by and between the Company and Sean O’Connor
(incorporated by reference from the Company’s Form 8-K led with the SEC on December 10, 2002).
10.5 Registration Rights Agreement, dated October 22, 2002, by and between the Company and Scott Branch (incorporated by
reference from the Company’s Form 8-K led with the SEC on October 24, 2002).
10.6 First Amendment to Registration Rights Agreement, dated December 6, 2002, by and between the Company and Scott Branch
(incorporated by reference from the Company’s Form 8-K led with the SEC on December 10, 2002).
10.7 Registration Rights Agreement, dated October 22, 2002, by and between the Company and John Radziwill (incorporated by
reference from the Company’s Form 8-K led with the SEC on October 24, 2002).
10.8 First Amendment to Registration Rights Agreement, dated December 6, 2002, by and between the Company and John Radziwill
(incorporated by reference from the Company’s Form 8-K led with the SEC on December 10, 2002).
10.9 Employment Agreement, eective December 1, 2004, by and between the Company and Brian T. Sephton (incorporated by
reference from the Company’s Form 8-K, as led with the SEC on November 24, 2004).
10.10 International Assets Holding Corporation form of Registration Rights Agreement (incorporated by reference from the Company’s
Form 8-K led with the SEC on September 15, 2006).
10.11 2012 Restricted Stock Plan (incorporated by reference from the Company’s Proxy Statement on Form 14A led with the SEC on
January 13, 2012).
10.12 2012 Executive Compensation Plan (incorporated by reference from the Company’s Proxy Statement on Form 14A led with the
SEC on January 13, 2012).
10.13 Farmers Commodities Corporation Supplemental Nonqualied Pension Plan (incorporated by reference from Amendment No. 2
to the Registration Statement on Form S-4 led by FCStone Group, Inc. with the SEC on December 9, 2004)
10.14 Form of Director Indemnication Agreement (incorporated by reference from Amendment No. 3 to the Registration Statement on
Form S-4 led by FCStone Group, Inc. with the SEC on December 30, 2004)
10.15 Stock Purchase Agreement dated as of April 1, 2010, by and among FCStone Group, Inc.; Risk Management Incorporated; RMI
Consulting, Inc.; John Snell; Daniel Conrath and Shane Mathis (incorporated by reference from the Company’s Current Report on
Form 8-K led with the SEC on April 5, 2010).