INTL FCStone 2005 Annual Report Download - page 38

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10.8 Employment Agreement, dated October 22, 2002, by and between the Company, and Scott Branch
(incorporated by reference from Form 8-K, as filed with the SEC on October 24, 2002).
10.9 Registration Rights Agreement, dated October 22, 2002, by and between the Company, and Sean
O’Connor (incorporated by reference from Form 8-K, as filed with the SEC on October 24, 2002).
10.10 First Amendment to Registration Rights Agreement, dated December 6, 2002, by and between the
Company, and Sean O’Connor (incorporated by reference from Form 8-K, as filed with the SEC on
December 10, 2002).
10.11 Registration Rights Agreement, dated October 22, 2002, by and between the Company, and Scott
Branch (incorporated by reference from Form 8-K, as filed with the SEC on October 24, 2002).
10.12 First Amendment to Registration Rights Agreement, dated December 6, 2002, by and between the
Company, and Scott Branch (incorporated by reference from Form 8-K, as filed with the SEC on
December 10, 2002).
10.13 Registration Rights Agreement, dated October 22, 2002, by and between the Company, and John
Radziwill (incorporated by reference from Form 8-K, as filed with the SEC on October 24, 2002).
10.14 First Amendment to Registration Rights Agreement, dated December 6, 2002, by and between the
Company, and John Radziwill (incorporated by reference from Form 8-K, as filed with the SEC on
December 10, 2002).
10.15 Clearing Agreement, effective November 23, 2005, by and between the Company and Broadcort, a
division of Merrill Lynch, Pierce, Fenner & Smith, Inc. (incorporated by reference from Form 8-K, as
filed with the SEC on December 6, 2005).
10.16 International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the
Company’s Proxy Statement on Schedule 14A, filed on January 14, 2003).
10.17 Amendment to International Assets Holding Corporation 2003 Stock Option Plan (incorporated by
reference from the Company’s Proxy Statement on Form 14A, filed with the SEC on February 11,
2004).
10.18 International Assets Holding Corporation Form of 7% Convertible Subordinated Note (incorporated
by reference from the Company’s Form 8-K, filed with the SEC on March 4, 2004).
10.19 International Assets Holding Corporation Form of Warrant (incorporated by reference from the
Company’s Form 10-QSB filed with the SEC for the quarter ended March 31, 2004).
10.20 Acquisition Agreement dated as of June 25, 2004, by and among International Assets Holding
Corporation, Global Currencies Limited, and the shareholders of Global Currencies (Holdings)
Limited (incorporated by reference from the Company’s Form 8-K, filed with the SEC on July 1,
2004).
10.21 Employment Agreement, dated October 11, 2004, by and between the Company and Jonathan C. Hinz
(incorporated by reference from Form 8-K, as filed with the SEC on October 14, 2004).
10.22 Employment Agreement, effective December 1, 2004, by and between the Company and Brian T.
Sephton (incorporated by reference from Form 8-K, as filed with the SEC on November 24, 2004).
10.23 Operating Agreement dated May 7, 2004, by and between the Company and Consilium Investment
Capital, Inc. (incorporated by reference from Form 8-K, as filed with the SEC on May 10, 2004).
10.24 Lease agreement dated November 24, 2005, by and between the Company and Royal & Sun Alliance
Insurance plc for the lease of office premises in London (incorporated by reference from Form 8-K, as
filed with the SEC on December 1, 2005).
14.1 International Assets Holding Corporation Code of Ethics (incorporated by reference from the
Company’s Form 10-KSB filed with the SEC for the fiscal year ended September 30, 2003).
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