Charles Schwab 2015 Annual Report Download - page 149

THE CHARLES SCHWAB
CORPORATION
211 Main Street
San Francisco, CA 94105
[phone]
www.aboutschwab.com
The Charles Schwab Corporation
(NYSE: SCHW) is a leading provider of
nancial services, with more than 325
branches and 9.8 million active brokerage
accounts, 1.5 million retirement plan
participants, 1 million banking accounts,
and $2.51 trillion in client assets as
of December 31, 2015. Through its
operating subsidiaries, the company
provides a full range of securities
brokerage, banking, money management,
and nancial advisory services to
individual investors and independent
investment advisors.
Ofce of the Corporate Secretary
[phone]
ANNUAL MEETING
The annual meeting of stockholders will
be conducted at 2:00 p.m. (Pacic Time)
on May 17, 2016, at 211 Main Street, San
Francisco, CA, and via the Internet. To
register, visit:
www.schwabevents.com/corporation
PUBLICATIONS
To obtain the company’s annual report,
10-K, 10-Q, quarterly earnings release,
or monthly activity report without charge,
contact:
Charles Schwab Investor Relations
211 Main Street
San Francisco, CA 94105
[e-mail]
These documents may also be
viewed in the Investor Relations
section of the company’s website at
www.aboutschwab.com.
STOCK OWNERSHIP SERVICES
All stockholders of record are welcome
to participate in The Charles Schwab
Corporation Dividend Reinvestment and
Stock Purchase Plan, managed by Wells
Fargo Bank, N.A. For information on
the Dividend Reinvestment and Stock
Purchase Plan, or for assistance on stock
ownership questions, contact: Transfer
Agent & Registrar Wells Fargo Bank, N.A.
Shareowner Services
P.O. Box 64854
St. Paul, MN 55164
[phone]
www.shareowneronline.com
ABOUT THIS ANNUAL REPORT
CEO and CFO Certications:
The Charles Schwab Corporation
has included as exhibits to its Annual
Report, on Form 10-K for the year
ended December 31, 2015, led with the
Securities and Exchange Commission,
certicates of its Chief Executive Ofcer
and Chief Financial Ofcer certifying
the quality of the company’s public
disclosure.
TRADEMARKS OR
REGISTERED TRADEMARKS
Charles Schwab, Schwab, Schwab
Intelligent Portfolios, and other
trademarks appearing herein, which
may be indicated by “®” and “™,” are
registered trademarks or trademarks
of Charles Schwab & Co., Inc., or an
afliated entity in the U.S. and/or
other countries. These trademarks and
registered trademarks are proprietary
to Charles Schwab & Co., Inc., or an
afliated entity in the U.S. and/or other
countries.
CUSTOMER SERVICE
Investor Services: [phone]
www.schwab.com
Advisor Services: [phone]
www.schwabadvisorcenter.com/public
INVESTOR RELATIONS
Richard G. Fowler, Senior Vice President
[phone]
Email: [e-mail]
LEGISLATIVE & REGULATORY AFFAIRS
Jeffrey T. Brown, Senior Vice President
325 7th Street NW, Suite 200
Washington, DC 20004
[phone]
MEDIA RELATIONS
Greg Gable, Senior Vice President
Media Hotline: [phone]
Email: [e-mail]
CHARLES SCHWAB FOUNDATION
Carrie Schwab-Pomerantz,
Chairman and President of Charles
Schwab Foundation and Senior Vice
President, Charles Schwab & Co., Inc.
www.aboutschwab.com/community
Email: charlesschwabfoundation
@schwab.com
INDEPENDENT AUDITORS
Deloitte & Touche LLP
555 Mission Street
San Francisco, CA 94105
[phone]
www.deloitte.com
OUTSIDE COUNSEL
Arnold & Porter LLP
Three Embarcadero Center, 10th Floor
San Francisco, CA 94111-4024
[phone]
www.arnoldporter.com
CORPORATE
INFORMATION
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CORPORATE INFORMATION