Build-A-Bear Workshop 2013 Annual Report Download - page 42

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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED
STOCKHOLDER MATTERS
The information contained in the section titled “Security Ownership of Certain Beneficial Owners and Management” in the Proxy Statement
is incorporated herein by reference in response to this Item 12.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED
TRANSACTIONS, AND DIRECTOR INDEPENDENCE
The information contained in the section titled “Related Party
Transactions” in the Proxy Statement is incorporated herein by
reference in response to this Item 13.
ITEM 14. PRINCIPAL ACCOUNTANT FEES AND
SERVICES
The information contained in the section titled “Principal
Accountant Fees” and “Policy Regarding Pre-Approval of Services
Provided by the Independent Registered Public Accounting Firm” in
the Proxy Statement is incorporated herein by reference in response
to Item 14.
PART IV
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT
SCHEDULES
(a)(1) Financial Statements
The financial statements and schedules set forth below are filed on
the indicated pages as part of this Annual Report on Form 10-K.
PAGE
Report of Independent Registered Public Accounting Firm 33
Consolidated Balance Sheets as of December 28, 2013
and December 29, 2012 34
Consolidated Statements of Operations for the fiscal
years ended December 28, 2013, December 29, 2012
and December 31, 2011 35
Consolidated Statements of Comprehensive Loss
for the fiscal years ended December 28, 2013,
December 29, 2012 and December 31, 2011 36
Consolidated Statements of Stockholders’ Equity
for the fiscal years ended December 28, 2013,
December 29, 2012 and December 31, 2011 36
Consolidated Statements of Cash Flows for the
fiscal years ended December 28, 2013, December 29, 2012
and December 31, 2011 37
Notes to Consolidated Financial Statements 38
Equity Compensation Plan Information
Plan category
(a)
Number of securities to
be issued upon exercise
of outstanding options,
warrants and rights
(b)
Weighted-average exercise
price of outstanding options,
warrants and rights
(c)
Number of securitiesremaining available for
future issuance under equity compensation
plans(excluding securities
reflected in column (a))
Equity compensation plans approved by security holders 1,065,012 $8.72 471,327
Total 1,065,012 $8.72 471,327
32 BUILD -A- BE AR WORKSHOP, INC. 2013 FORM 10-K